Insights

• Building on the partnership with Santander in Europe and Latin America
• Successful migration of Popular AM and Popular Pensiones assets during lockdown
• CACEIS confirms the robustness of its IT model during lockdown
• Tailoring our TEEPI platform for locked down investors
• CACEIS performs Candriam’s first wave of funds migration
• CACEIS and Amundi’s new Front-to-Back offering opens up new horizons for investors
• INTERVIEW Joseph El Gharib, Head of Amundi Services at Amundi
• Reporting SFTR : CACEIS is ready
• CACEIS recognised and rewarded in Germany for its social and environmental approach
• ISO 9001:2015 certified: demonstrating our commitment to client satisfaction

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
• COVID-19 REGULATORY MESURES
• CROSS-BORDER INVESTMENTS
• CYBERSECURITY
• DAC 6
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL REPORTING (FINREP)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
• SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
• SECURITISATION REGULATION

BELGIUM

• COVID-19 REGULATORY MESURES
• SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
• TRANSPARENCY DIRECTIVE

FRANCE

• ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
• COVID-19 REGULATORY MESURES
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REULATION (EPR)
• FINANCIAL MARKET AMENDMENT LAW
• FINANCIAL MARKET INFRASTRUCTURE
• FINANCIAL REPORTING
• FINANCIAL SUPERVISION
• GUARANTEE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
• MONEY MARKET FUNDS REGULATION (MMFR)
• PENSION SCHEMES
• SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
• STOCK OPTIONS
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• AUDIT MATTER
• COVID-19 REGULATORY MESURES

HONG KONG

• COMPLEX FINANCIAL PRODUCTS
• COVID-19 REGULATORY MESURES

IRELAND

• COVID-19 REGULATORY MESURES

ITALY

• COVID-19 REGULATORY MESURES
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL MARKET INFRASTRUCTURE
• GOVERNANCE
• MIFID II
• PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
• TRADING RULES

LUXEMBOURG

• ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BENCHMARKS REGULATION (BMR)
• COVID-19 REGULATORY MESURES
• DAC 6
• DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
• EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BANKING MATTERS
• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• FINANCIAL REPORTING
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• COVID-19 REGULATORY MESURES
• AUDIT MATTER
• CYBERSECURITY
• FINANCIAL MARKET INFRASTRUCTURE
• FINANCIAL REPORTING
• FINANCIAL SUPERVISION
• INSURANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

UNITED KINGDOM

• BREXIT
• COVID-19 REGULATORY MESURES

INTERNATIONAL

• BENCHMARKS REGULATION (BMR)
• IFRS APPLICATION IN FINANCIAL STATEMENTS
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• IOSCO CONSULTS ON OUTSOURCING PRINCIPLES TO ENSURE OPERATIONAL RESILIENCE

CACEIS ist eine internationale Bankengruppe, die sämtliche Back-Office-Leistungen in allen Anlageklassen anbietet. Die mit einer soliden IT-Infrastruktur ausgestattete Unternehmensgruppe bietet ihren Kunden, darunter institutionelle Anleger, Verwaltungsgesellschaften, Banken, Broker und Unternehmen, Lösungen im Bereich Execution, Clearing, Verwahrung, Depotbankdienste und Fonds-Administration an.

• 80% of respondents said that artificial intelligence and data engineering are tools that all investment managers will use in the future.
• 66% said that AI will deliver benefits across the front, middle and back office.
• The major impediments to applying AI are a lack of maturity in the technology and a lack of existing use cases that demonstrate how it can be applied.
• 24% said key decision-makers still fail to understand how AI will bring value to customers.
• 40% of respondent firms have already started their AI research and development projects, while 11% said that they will be launching their AI projects in the next 12 months.

A total of 270 funds professionals participated in the online survey.

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES

• TEXTES LÉGISLATIFS ET RÉGLEMENTAIRES NATIONAUX
• Fonds
• Prospectus 
• TEXTES LÉGISLATIFS ET RÉGLEMENTAIRES EUROPÉENS
  • Loi PACTE / PSAN (Prestataires de services d’actifs numériques)
  • Marchés
  • Loi PACTE - rectificatif
  • Émetteurs

COMMUNICATION AMF

• INSTRUCTION
  • Blockchain
• DÉCISION
  • Émetteurs
• POSITION
  • Marchés
• ÉTUDE
  • Émetteurs
• GUIDE
  • Commercialisation

AUTRES COMMUNICATIONS FRANÇAISES

• ACPR (AUTORITÉ DE CONTRÔLE PRUDENTIEL)
  • Émetteurs
  • LAB - FT (Lutte anti blanchiment – Financement du terrorisme)
• AFTI
  • Dépositaire d’OPCVM
• CNIL
  • GDPR/Sanction
• TRACFIN
  • LAB - FT (Lutte anti blanchiment – Financement du terrorisme)

ACTUALITÉS EUROPÉENNES

• CONSEIL DE L'UE
  • Épargne
  • MIF 2
  • LAB - FT (Lutte anti blanchiment – Financement du terrorisme)
• COMMISSION EUROPÉENNE
  • Brexit
• EBA (EUROPEAN BANKING AUTHORITY)
  • Supervision
  • DSP2 (Directive Services de paiements)
• ESMA (EUROPEAN SECURITIES AND MARKETS AUTHORITY)
  • MIFID-MIFIR
  • AIFM & UCITS
  • Benchmark
  • CSDR (Règlement sur les dépositaires centraux de titres)
  • EMIR
  • Titrisation

In this study, EDHEC-Risk Institute explores a novel approach to address the challenge raised by the standard investment practice of treating attributes as factors, with respect to how to perform a consistent risk and performance analysis for equity portfolios across multiple dimensions that incorporate micro attributes.