CACEIS News

Toutes les publications de la catégorie CACEIS News

 

 

RegWatch

September 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • DIGITAL FINANCE PACKAGE
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • WITHHOLDING TAX (WHT) RECLAIM SCHEMES

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • COMPLEX FINANCIAL PRODUCTS
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • FINANCIAL SUPERVISION
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • INSURANCE DISTRIBUTION DIRECTIVE (IDD)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CODE OF CONDUCT
  • CYBERSECURITY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • MONEY MARKET FUNDS REGULATION (MMFR)

ITALY

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • INSURANCE DISTRIBUTION DIRECTIVE (IDD)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • FINANCIAL SUPERVISION

SWITZERLAND

  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LIQUIDITY CAPITAL RATIO
  • THIRD COUNTRY ACCESS & EQUIVALENCE REGIMES

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • SECURITISATION REGULATION

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • OVER-THE-COUNTER DERIVATIVES (OTC)
  • REPURCHASE AGREEMENT (REPO)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • SUSTAINABLE FINANCE / GREEN FINANCE

COVID-19

  • REGULATORY MEASURES

Toutes les publications de la catégorie REGWATCH

 

 

Corporate

Toutes les publications de la catégorie CORPORATE

 

 

Guides de référence

Fund Governance

A Funds Europe survey in partnership with CACEIS

Fund governance encompasses many issues including boardroom effectivity and outsourcing, and it has numerous touchpoints within ESG. This report visits many of these issues.

With the current Covid-19 pandemic, the action of fund boards has reached a high point of complexity and importance – but even before the outbreak, boardrooms were being called on to step up their level of fund governance under the FCA Assessment of Value regime in the UK.

In this survey, Funds Europe, in partnership with CACEIS, gauges perceptions on the value that independent directors bring to fund boards and how well fund infrastructures, such as delegated authorised corporate directors and third-party management companies – which play a vital role in investors’ protection – are understood.

Toutes les publications de la catégorie Guides de référence

CACEIS Emetteurs

CACEIS Emetteurs N°15 — Mars 2018

L’actualité des services aux émetteurs

 

 

  • Témoignage client : Sopra Steria Group
  • OLIS Corporates, le nouvel outil web dédié à l'émetteur
  • Assemblées Générales : activité de CACEIS en 2017
  • Interview de Sylvie Sintes, Responsable Opérations Actionnariat Nominatif
  • Augmentations de capital réservées : enrichissement de l'offre CACEIS
  • Principaux impacts sur l'administration des titres des réformes fiscales votées fin 2017

Toutes les publications de la catégorie CACEIS émetteurs

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

Toutes les publications de la catégorie Decryptage

EDHEC-Risk Institute

Multi-Dimensional Risk and Performance Analysis for Equity Portfolios

An EDHEC-Risk Institute Publication

 

 

In this study, EDHEC-Risk Institute explores a novel approach to address the challenge raised by the standard investment practice of treating attributes as factors, with respect to how to perform a consistent risk and performance analysis for equity portfolios across multiple dimensions that incorporate micro attributes.

Toutes les publications de la catégorie EDHEC-Risk