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Publications

CACEIS News

Toutes les publications de la catégorie CACEIS News

 

 

RegWatch

June 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COMMON REPORTING STANDARDS (CRS)
  • COVID-19 REGULATORY MEASURES
  • DAC 6
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

FRANCE

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • BENCHMARKS REGULATION (BMR)
  • CAPITAL MARKETS UNION (CMU)
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE ON DISCLOSURE OF NON-FINANCIAL AND DIVERSITY INFORMATION / NON-FINANCIAL REPORTING
  • FINANCIAL MARKET AMENDMENT LAW
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • COVID-19 REGULATORY MEASURES
  • INTEREST RATE

HONG KONG

  • CODE OF CONDUCT
  • FINANCIAL REPORTING
  • OVER-THE-COUNTER DERIVATIVES (OTC)

0IRELAND

  • COVID-19 REGULATORY MEASURES

ITALY

  • COVID-19 REGULATORY MEASURES
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

LUXEMBOURG

  • COVID-19 REGULATORY MEASURES
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PAYMENT ACCOUNTS DIRECTIVE (PAD)

NETHERLANDS

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • DIRECTIVE ON DISCLOSURE OF NON-FINANCIAL AND DIVERSITY INFORMATION / NON-FINANCIAL REPORTING
  • SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

  • COVID-19 REGULATORY MEASURES
  • AUDIT MATTER
  • FINANCIAL MARKET INFRASTRUCTURE
  • FINANCIAL REPORTING
  • INSURANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MACRO-PRUDENTIAL FRAMEWORK
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED KINGDOM

  • BANK RECOVERY AND RESOLUTION DIRECTIVE (BRRD)
  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • COVID-19 REGULATORY MEASURES
  • CLIMATE-RELATED FINANCIAL DISCLOSURES
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • DIRECTIVE ON THE BUSINESS OF INSURANCE AND REINSURANCE (SOLVENCY II)
  • FINANCIAL SUPERVISION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • ARTIFICIAL INTELLIGENCE (AI)
  • BENCHMARKS REGULATION (BMR)
  • BOND MARKETS
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • MACRO-PRUDENTIAL FRAMEWORK
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

Toutes les publications de la catégorie REGWATCH

 

 

Corporate

Financial Statements 2019

Toutes les publications de la catégorie CORPORATE

 

 

Guides de référence

Fund Governance

A Funds Europe survey in partnership with CACEIS

Fund governance encompasses many issues including boardroom effectivity and outsourcing, and it has numerous touchpoints within ESG. This report visits many of these issues.

With the current Covid-19 pandemic, the action of fund boards has reached a high point of complexity and importance – but even before the outbreak, boardrooms were being called on to step up their level of fund governance under the FCA Assessment of Value regime in the UK.

In this survey, Funds Europe, in partnership with CACEIS, gauges perceptions on the value that independent directors bring to fund boards and how well fund infrastructures, such as delegated authorised corporate directors and third-party management companies – which play a vital role in investors’ protection – are understood.

Toutes les publications de la catégorie Guides de référence

CACEIS Emetteurs

CACEIS Emetteurs N°15 — Mars 2018

L’actualité des services aux émetteurs

 

 

  • Témoignage client : Sopra Steria Group
  • OLIS Corporates, le nouvel outil web dédié à l'émetteur
  • Assemblées Générales : activité de CACEIS en 2017
  • Interview de Sylvie Sintes, Responsable Opérations Actionnariat Nominatif
  • Augmentations de capital réservées : enrichissement de l'offre CACEIS
  • Principaux impacts sur l'administration des titres des réformes fiscales votées fin 2017

Toutes les publications de la catégorie CACEIS émetteurs

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

Toutes les publications de la catégorie Decryptage

EDHEC-Risk Institute

Multi-Dimensional Risk and Performance Analysis for Equity Portfolios

An EDHEC-Risk Institute Publication

 

 

In this study, EDHEC-Risk Institute explores a novel approach to address the challenge raised by the standard investment practice of treating attributes as factors, with respect to how to perform a consistent risk and performance analysis for equity portfolios across multiple dimensions that incorporate micro attributes.

Toutes les publications de la catégorie EDHEC-Risk