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Regulierung

Regulierung

Die von den Experten von CACEIS herausgegebene Regulierungsüberwachung liefert die wesentlichen Informationen zu den wichtigsten nationalen, europäischen und internationalen regulatorischen Entwicklungen, die sich auf die Aktivitäten unserer Kunden und im weiteren Sinne auf den Bereich der Asset Servicing auswirken.

Für jede Verordnung finden Sie die wichtigsten Bestimmungen, die wichtigsten Termine, den Anwendungsbereich und die dazugehörigen Artikel.

RegWatch, die monatliche Berichterstattung von CACEIS über Publikationen zu Regulierungsthemen, bietet ihnen einen Überblick über die jüngsten regulatorischen Entwicklungen in Ländern wo Caceis präsent ist.                                           

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AEOI
AIFM
BREXIT
CSDR
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

Septembre 2021

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON CREDIT RATING AGENCIES
  • REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
  • COMPANY LAW
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • FINANCIAL SUPERVISION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

  • COMPANY LAW
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

  • FINANCIAL REPORTING
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COMPANY LAW
  • EU PASSPORT NOTIFICATION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SWITZERLAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PENSION SCHEMES

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PENSION SCHEMES
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

UNITED STATES

  • DODD-FRANK
  • SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

  • CONSUMER PROTECTION
  • FINANCIAL SUPERVISION

COLOMBIA

  • FINANCIAL SUPERVISION

MEXICO

  • CONSUMER PROTECTION

INTERNATIONAL

  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITLA ECONOMY

ALLE ERGEBNISSE IN DER KATEGORIE REGWATCH

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

ALLE ERGEBNISSE IN DER KATEGORIE DECRYPTAGE