Regulierung

Regulierung

Die von den Experten von CACEIS herausgegebene Regulierungsüberwachung liefert die wesentlichen Informationen zu den wichtigsten nationalen, europäischen und internationalen regulatorischen Entwicklungen, die sich auf die Aktivitäten unserer Kunden und im weiteren Sinne auf den Bereich der Asset Servicing auswirken.

Für jede Verordnung finden Sie die wichtigsten Bestimmungen, die wichtigsten Termine, den Anwendungsbereich und die dazugehörigen Artikel.

RegWatch, die monatliche Berichterstattung von CACEIS über Publikationen zu Regulierungsthemen, bietet ihnen einen Überblick über die jüngsten regulatorischen Entwicklungen in Ländern wo Caceis präsent ist.                                           

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AEOI
AIFM
BREXIT
CSDR
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

January 2021

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • CENTRAL COUNTRPARTY CLEARING HOUSE (CCP)
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL CONGLOMERATES DIRECTIVE (FICOD)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MACROECONOMIC FFRAMEWORK
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • COVID-19 REGULATORY MEASURES
  • BREXIT
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • FRAUD
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • GOVERNANCE

BELGIUM

  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

GERMANY

  • CENTRAL COUNTRPARTY CLEARING HOUSE (CCP)
  • COVID-19 REGULATORY MEASURES
  • SUSTAINABLE FINANCE / GREEN FINANCE

HONG KONG

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

  • DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

ITALY

  • BREXIT
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • TRANSPARENCE DIRECTIVE

SWITZERLAND

  • BREXIT
  • PRUDENTIAL REPORTING
  • SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

  • BREXIT
  • EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • BLOCKING REGULATION
  • CONSUMER PROTECTION
  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • DORMANT ACCOUNTS
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • MACRO-PRUDDENTIAL FRAMEWORK
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)

ALLE ERGEBNISSE IN DER KATEGORIE REGWATCH

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

ALLE ERGEBNISSE IN DER KATEGORIE DECRYPTAGE