RegWatch

July-August 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL MARKET INFRASTRUCTURE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • PAYMENT SERVICES DIRECTIVE (PSD2)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • BREXIT
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • DAC 6
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PAYMENT SERVICES DIRECTIVE (PSD2)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)

FRANCE

  • COVID-19 REGULATORY MEASURES
  • DIGITAL ECONOMY
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL SUPERVISION
  • INSURANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • COVID-19 REGULATORY MEASURES
  • CYBERSECURITY
  • DIRETIVE ON THE INSTITUTIONS FOR OCCUPATIONAL RETIREMENT PROVISION (IORP II)
  • FINANCIAL SUPERVISION
  • FINANCIAL SYSTEM STABILITY
  • INVESTMENT ACT
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PENSION SCHEMES
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON THE COLLECTION OF GRANULAR CREDIT DATA AND CREDIT RISK DATA (ANACREDIT REGULATION)
  • SECURITIES
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • TRANSPARENCY DIRECTIVE
  • INTEREST RATE

HONG KONG

  • COVID-19 REGULATORY MEASURES
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PRIVATE EQUITY
  • REPORTING

IRELAND

  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • FINANCIAL REPORTING
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL REPORTING
  • INTEREST RATE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • PROSPECTUS REGULATION
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • STRESS TEST
  • TRADING RULES

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL REPORTING (FINREP)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • SECURITIES
  • THIRD COUNTRY ACCESS & EQUIVALENCE REGIMES

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • FINANCIAL INSTRUMENTS
  • INVESTMENT MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SWITZERLAND

  • BANKING SUPERVISION
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • PENSION SCHEMES
  • SUPERVISION

UNITED KINGDOM

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • FINANCIAL SUPERVISION
  • OUTSOURCING
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • REGISTER OF BENEFICIAL OWNERS
  • REGULATORY FEES
  • SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
RegWatch, CACEIS Regulatory Watch publication

June 2020

CACEIS Regulatory Watch Newsletter

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May 2020

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April 2020

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March 2020

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February 2020

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January 2020

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December 2019

CACEIS Regulatory Watch Newsletter

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November 2019

CACEIS Regulatory Watch Newsletter

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October 2019

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September 2019

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July August 2019

CACEIS Regulatory Watch Newsletter