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Vigilância Regulatória

Vigilância regulatória

A vigilância regulatória, publicada por especialistas do CACEIS, divulga informações essenciais sobre as principais evoluções regulatórias nacionais, europeias e internacionais que afetam as atividades de nossos clientes e, mais amplamente, o mundo da Asset Servicing.

Para cada regulamentação, você encontrara as principais disposições, as datas chaves, o escopo da aplicação e os artigos relacionados.

O RegWatch, publicação mensal de monitoramento regulatório do CACEIS, fornece uma visão geral orientada às evoluções dos regulamentos nos países onde o CACEIS está presente.

Você é cliente e deseja receber o RegWatch? Por favor, entre em contato com seu contato usual no CACEIS.

AEOI
AIFM
BREXIT
CSDR
ELTIF
EMIR
ESG
FATCA
PSAN (Prestataire de Service sur Actifs Numériques) / MiCA (Market in Crypto Assets)
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

February 2024

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
  • REGULATION ON CREDIT RATING AGENCIES (CRAR)
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

BRAZIL

  • AUDIT MATTER
  • FINANCIAL INSTITUTIONS
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • CONSUMER PROTECTION
  • CYBERSECURITY
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
  • EXCHANGE-TRADED FUNDS (ETFS)
  • MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • BANK RECOVERY AND RESOLUTION DIRECTIVE (BRRD)
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • DIGITAL FINANCE PACKAGE
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • IT OUTSOURCING
  • MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
  • PENSION SCHEMES
  • PROSPECTUS REGULATION

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL SUPERVISION
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

  • CAPITAL MARKETS UNION (CMU)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)

JERSEY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • ACCOUNTING
  • INVESTMENT FIRMS / MIFID FIRMS
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
  • REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
  • SUSTAINABLE FINANCE / GREEN FINANCE

MALAYSIA

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • RULES OF CONDUCT
  • SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • EXCHANGE-TRADED FUNDS (ETFS)
  • FINANCIAL SUPERVISION

SWITZERLAND

  • COLLECTIVE INVESTMENT SCHEMES
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • TRUSTS

UNITED KINGDOM

  • CONSUMER PROTECTION
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • UK FINANCIAL SERVICES ACT

INTERNATIONAL

  • DERIVATIVE FINANCIAL INSTRUMENTS
  • SUSTAINABLE FINANCE / GREEN FINANCE

TODAS AS EDIÇÃOS DA CATEGORÍA REGWATCH

Important information – CACEIS’ corporate identity is currently being used to sell fraudulent term deposit products. CACEIS has nothing to do with such offers and does not even sell investment products. Please be vigilant and avoid becoming the victim of this type of fraud.
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