Vigilância Regulatória

Vigilância regulatória

A vigilância regulatória, publicada por especialistas do CACEIS, divulga informações essenciais sobre as principais evoluções regulatórias nacionais, europeias e internacionais que afetam as atividades de nossos clientes e, mais amplamente, o mundo da Asset Servicing.

Para cada regulamentação, você encontrara as principais disposições, as datas chaves, o escopo da aplicação e os artigos relacionados.

O RegWatch, publicação mensal de monitoramento regulatório do CACEIS, fornece uma visão geral orientada às evoluções dos regulamentos nos países onde o CACEIS está presente.

Você é cliente e deseja receber o RegWatch? Por favor, entre em contato com seu contato usual no CACEIS.

AEOI
AIFM
BREXIT
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

September 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • DIGITAL FINANCE PACKAGE
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • WITHHOLDING TAX (WHT) RECLAIM SCHEMES

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • COMPLEX FINANCIAL PRODUCTS
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • FINANCIAL SUPERVISION
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • INSURANCE DISTRIBUTION DIRECTIVE (IDD)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CODE OF CONDUCT
  • CYBERSECURITY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • MONEY MARKET FUNDS REGULATION (MMFR)

ITALY

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • INSURANCE DISTRIBUTION DIRECTIVE (IDD)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • FINANCIAL SUPERVISION

SWITZERLAND

  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LIQUIDITY CAPITAL RATIO
  • THIRD COUNTRY ACCESS & EQUIVALENCE REGIMES

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • SECURITISATION REGULATION

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • OVER-THE-COUNTER DERIVATIVES (OTC)
  • REPURCHASE AGREEMENT (REPO)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • SUSTAINABLE FINANCE / GREEN FINANCE

COVID-19

  • REGULATORY MEASURES

TODAS AS EDIÇÃOS DA CATEGORÍA REGWATCH

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

TODAS AS EDIÇÃOS DA CATEGORÍA DECRYPTAGE