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Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

AEOI
AIFM
BREXIT
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

October 2019

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • packaged retail and insurance-based investment products (priipS)
  • BREXIT
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • European Market Infrastructure Regulation (EMIR)
  • MARKET ABUSE DIRECTIVE AND REGULATION (MAD / MAR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • TAX TRANSPARENCY

BELGIUM

  • Investment funds / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • PROSPECTUS REGULATION

FRANCE

  • DAC 6
  • Investment funds / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PROSPECTUS REGULATION

GERMANY

  • MARKET ABUSE DIRECTIVE AND REGULATION (MAD / MAR)

HONG KONG

  • CONSUMER PROTECTION
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)

IRELAND

  • FINANCIAL SUPERVISION

ITALY

  • BREXIT
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • European Market Infrastructure Regulation (EMIR)
  • GOVERNANCE
  • PROFESSIONALS OF THE FINANCIAL SECTOR (PFS)
  • PROSPECTUS REGULATION

LUXEMBOURG

  • Brexit
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management

NETHERLANDS

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • European Market Infrastructure Regulation (EMIR)
  • FINANCIAL MARKET AMENDMENT LAW
  • FOREIGN ACCOUNT TAX COMPLIANCE ACT (FATCA)

SWITZERLAND

  • AUTOMATIC EXCHANGE OF INFORMATION
  • PENSION FUNDS
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED KINGDOM

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • ARTIFICIAL INTELLIGENCE (AI)
  • BREXIT
  • Financial SUPERVISION
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • MARKET ABUSE DIRECTIVE AND REGULATION (MAD / MAR)
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • REPORTING
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)

INTERNATIONAL

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES