Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

AEOI
AIFM
BREXIT
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

July-August 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL MARKET INFRASTRUCTURE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • PAYMENT SERVICES DIRECTIVE (PSD2)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • BREXIT
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • DAC 6
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PAYMENT SERVICES DIRECTIVE (PSD2)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)

FRANCE

  • COVID-19 REGULATORY MEASURES
  • DIGITAL ECONOMY
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL SUPERVISION
  • INSURANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • COVID-19 REGULATORY MEASURES
  • CYBERSECURITY
  • DIRETIVE ON THE INSTITUTIONS FOR OCCUPATIONAL RETIREMENT PROVISION (IORP II)
  • FINANCIAL SUPERVISION
  • FINANCIAL SYSTEM STABILITY
  • INVESTMENT ACT
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PENSION SCHEMES
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON THE COLLECTION OF GRANULAR CREDIT DATA AND CREDIT RISK DATA (ANACREDIT REGULATION)
  • SECURITIES
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • TRANSPARENCY DIRECTIVE
  • INTEREST RATE

HONG KONG

  • COVID-19 REGULATORY MEASURES
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PRIVATE EQUITY
  • REPORTING

IRELAND

  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • FINANCIAL REPORTING
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL REPORTING
  • INTEREST RATE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • PROSPECTUS REGULATION
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • STRESS TEST
  • TRADING RULES

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL REPORTING (FINREP)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • SECURITIES
  • THIRD COUNTRY ACCESS & EQUIVALENCE REGIMES

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • FINANCIAL INSTRUMENTS
  • INVESTMENT MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SWITZERLAND

  • BANKING SUPERVISION
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • PENSION SCHEMES
  • SUPERVISION

UNITED KINGDOM

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • FINANCIAL SUPERVISION
  • OUTSOURCING
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • REGISTER OF BENEFICIAL OWNERS
  • REGULATORY FEES
  • SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

All issues from category REGWATCH

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

All issues from category DECRYPTAGE