Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

RegWatch

May 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
COVID-19 REGULATORY MESURES
CROSS-BORDER INVESTMENTS
CYBERSECURITY
DAC 6
EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
FINANCIAL REPORTING (FINREP)
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
SECURITISATION REGULATION

EUROPE INTERNATIONAL

SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

COVID-19 REGULATORY MESURES
SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
TRANSPARENCY DIRECTIVE

FRANCE

ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
COVID-19 REGULATORY MESURES
DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REULATION (EPR)
FINANCIAL MARKET AMENDMENT LAW
FINANCIAL MARKET INFRASTRUCTURE
FINANCIAL REPORTING
FINANCIAL SUPERVISION
GUARANTEE
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
MONEY MARKET FUNDS REGULATION (MMFR)
PENSION SCHEMES
SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
STOCK OPTIONS
SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
AUDIT MATTER
COVID-19 REGULATORY MESURES

HONG KONG

COMPLEX FINANCIAL PRODUCTS
COVID-19 REGULATORY MESURES

IRELAND

COVID-19 REGULATORY MESURES

ITALY

COVID-19 REGULATORY MESURES
EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
FINANCIAL MARKET INFRASTRUCTURE
GOVERNANCE
MIFID II
PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
TRADING RULES

LUXEMBOURG

ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BENCHMARKS REGULATION (BMR)
COVID-19 REGULATORY MESURES
DAC 6
DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS