Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

RegWatch

March 2021

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
CAPITAL MARKETS UNION (CMU) ACTION PLAN
CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
COVID-19 REGULATORY MEASURES
EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
PROSPECTUS REGULATION
REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURE BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
SECURITIES FINANCING TRANSACTIONS REGULATION REGULATION (SFTR)
SECURITISATION REGULATION
SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
BREXIT
COVID-19 REGULATORY MEASURES
EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
FINANCIAL SUPERVISION
INTERNAL CONTROL
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
PROSPECTUS REGULATION
SECURITISATION REGULATION
SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ESCP) REGULATION
GOVERNANCE
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

HONG KONG

FINANCIAL SUPERVISION
LISTING / TRADING RULES

IRELAND

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BREXIT
COVID-19 REGULATORY MEASURES
DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
FINANCIAL SUPERVISION
FRAUD
SUSTAINABLE FINANCE / GREEN FINANCE

ITALY

ACCOUNTING
GOVERNANCE
PENSION FUNDS
SUSTAINABLE FINANCE
SUSTAINABLE FINANCE / GREEN FINANCE
TRADING RULES

LUXEMBOURG

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
AUDIT MATTER
CYBERSECURITY
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
PROSPECTUS REGULATION
SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
AUDIT MATTER
BANKING SUPERVISION
DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION
FINANCIAL REPORTING
FINANCIAL SUPERVISION

NETHERLANDS