The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.
For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.
RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.
You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.
Septembre 2021
CACEIS Regulatory Watch Newsletter
- BENCHMARKS REGULATION (BMR)
- CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
- COVID-19 REGULATORY MEASURES
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON CREDIT RATING AGENCIES
- REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
- REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
- COMPANY LAW
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- COMPANY LAW
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- FINANCIAL REPORTING
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- COMPANY LAW
- EU PASSPORT NOTIFICATION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
SWITZERLAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION SCHEMES
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION SCHEMES
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- DODD-FRANK
- SUSTAINABLE FINANCE / GREEN FINANCE
BRAZIL
- CONSUMER PROTECTION
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITLA ECONOMY
All issues from category REGWATCH
N°114 - Juin 2019
L’actualité juridique et réglementaire
ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES
- TEXTES LÉGISLATIFS ET RÉGLEMENTAIRES NATIONAUX
- TEXTES LÉGISLATIFS ET RÉGLEMENTAIRES EUROPÉENS
COMMUNICATION AMF
- INSTRUCTION
- DÉCISION
- POSITION
- ÉTUDE
- GUIDE
AUTRES COMMUNICATIONS FRANÇAISES
- ACPR (AUTORITÉ DE CONTRÔLE PRUDENTIEL)
- AFTI
- CNIL
- TRACFIN
ACTUALITÉS EUROPÉENNES
- CONSEIL DE L'UE
- COMMISSION EUROPÉENNE
- EBA (EUROPEAN BANKING AUTHORITY)
- ESMA (EUROPEAN SECURITIES AND MARKETS AUTHORITY)
All issues from category DECRYPTAGE
