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Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

AEOI
AIFM
BREXIT
CSDR
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

May 2021

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARK REGULATION (BMR)
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • OUTSOURCING ARRANGEMENTS
  • PROSPECTUS REGULATION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SECURITIES FINANCING TRANSACTIONS REGULATION REGULATION (SFTR)
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • DIRECTIVE ON DISCLOSURE OF NON-FINANCIAL AND DIVERSITY INFORMATION / NON-FINANCIAL REPORTING
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LISTING / TRADING RULES
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL SUPERVISION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

GERMANY

  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • FINANCIAL SUPERVISION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

HONG KONG

  • COVID-19 REGULATORY MEASURES
  • FINANCIAL REPORTING
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

  • EU GLOBAL HUMAN RIGHTS SANCTIONS REGIME (EUGHRSR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • TRANSPARENCY DIRECTIVE

ITALY

  • FINANCIAL REPORTING
  • GOVERNANCE
  • SECURITIES FINANCING TRANSACTIONS (SFTS)

LUXEMBOURG

  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

  • CONSUMER PROTECTION
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL REPORTING

SPAIN

  • BENCHMARK REGULATION (BMR)
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • SECURITIES

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • AUDIT MATTER
  • BREXIT
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL SUPERVISION
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • OUTSOURCING
  • PENSION SCHEMES
  • REGULATION ON INTERNATIONAL ACCOUNTING STANDARDS (IAS REGULATION)
  • SUSTAINABLE FINANCE / GREEN FINANCE

MONACO

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

BRAZIL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CUSTOMER PROTECTION
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • FINANCIAL SUPERVISION
  • FINTECH /REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LISTING / TRADING RULES
  • SECURITIES

COLOMBIA

  • BOND MARKETS
  • CAPITAL MARKETS UNION (CMU)
  • CENTRAL COUNTERPARTY CLEARING HOUSE (CCP)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

INTERNATIONAL

  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • DODD-FRANK
  • SECURITIES FINANCING TRANSACTIONS REGULATION REGULATION (SFTR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

All issues from category REGWATCH

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

All issues from category DECRYPTAGE