The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.
For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.
RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.
You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.
December 2021
CACEIS Regulatory Watch Newsletter
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- CYBERSECURITY
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURE BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
- UNFAIR COMMERCIAL PRACTICES DIRECTIVE (UPCD)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DIRECTIVE ON COVERED BONDS
- EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
- GOVERNANCE
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OVER-THE-COUNTER DERIVATIVES (OTC)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- OUTSOURCING
- SUSTAINABLE FINANCE / GREEN FINANCE
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PROSPECTUS REGULATION
- PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
- TRADING RULES
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- COVID-19 REGULATORY MEASURES
- CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
- CYBERSECURITY
- DIRECTIVE ON COVERED BONDS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- CONSUMER PROTECTION
- CUSTOMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PENSION SCHEMES
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- CYBERSECURITY
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- FINANCIAL SUPERVISION
- INVESTMENT FIRMS PRUDENTIAL REGIME (IFPR)
- LISTING / TRADING RULES
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SECURITISATION REGULATION
- SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- CLEARING OBLIGATIONS
- DISCLOSURE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BRAZIL
- FINANCIAL SUPERVISION
- FINANCIAL REPORTING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
- BENCHMARKS REGULATION (BMR)
All issues from category REGWATCH
N°114 - Juin 2019
L’actualité juridique et réglementaire
ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES
- TEXTES LÉGISLATIFS ET RÉGLEMENTAIRES NATIONAUX
- TEXTES LÉGISLATIFS ET RÉGLEMENTAIRES EUROPÉENS
COMMUNICATION AMF
- INSTRUCTION
- DÉCISION
- POSITION
- ÉTUDE
- GUIDE
AUTRES COMMUNICATIONS FRANÇAISES
- ACPR (AUTORITÉ DE CONTRÔLE PRUDENTIEL)
- AFTI
- CNIL
- TRACFIN
ACTUALITÉS EUROPÉENNES
- CONSEIL DE L'UE
- COMMISSION EUROPÉENNE
- EBA (EUROPEAN BANKING AUTHORITY)
- ESMA (EUROPEAN SECURITIES AND MARKETS AUTHORITY)
All issues from category DECRYPTAGE
