Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

RegWatch

September 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

BENCHMARKS REGULATION (BMR)
BREXIT
CAPITAL MARKETS UNION (CMU) ACTION PLAN
DIGITAL FINANCE PACKAGE
EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
PROSPECTUS REGULATION
PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
SECURITISATION REGULATION
SUSTAINABLE FINANCE / GREEN FINANCE
WITHHOLDING TAX (WHT) RECLAIM SCHEMES

BELGIUM

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

COMPLEX FINANCIAL PRODUCTS
CAPITAL MARKETS UNION (CMU) ACTION PLAN
FINANCIAL SUPERVISION
FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
INSURANCE DISTRIBUTION DIRECTIVE (IDD)
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
MONEY MARKET FUNDS REGULATION (MMFR)
SECURITISATION REGULATION
SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

HONG KONG

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
CODE OF CONDUCT
CYBERSECURITY
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BREXIT
MONEY MARKET FUNDS REGULATION (MMFR)

ITALY

ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
FINANCIAL REPORTING
FINANCIAL SUPERVISION
INSURANCE DISTRIBUTION DIRECTIVE (IDD)
MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BREXIT
CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
FINANCIAL SUPERVISION

SWITZERLAND

DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
FINANCIAL SUPERVISION
INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
LIQUIDITY CAPITAL RATIO
THIRD COUNTRY ACCESS & EQUIVALENCE REGIMES

UNITED KINGDOM