The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.
For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.
RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.
You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.
February 2020
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML /CFT)
- BENCHMARKS REGULATION (BMR)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DIGITAL ECONOMY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
- PROSPECTUS REGULATION
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML /CFT)
- EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
- FINANCIAL MARKET AMENDMENT LAW
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LISTING / TRADING RULES
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
GERMANY
HONG KONG
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
- SECURITIES
ITALY
- CONSUMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML /CFT)
- CAPITAL RAISING PROCESS
- FINANCIAL REPORTNG (FINREP)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
- MONEY MARKET FUNDS REGULATION (MMFR)
- TAX
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- CUSTODIAN / DEPOSITARIES
- GOVERNANCE
SINGAPORE
- MAS AND ACRA LAUNCH VARIABLE CAPITAL COMPANIES FRAMEWORK
SWITZERLAND
- BREXIT
- FINANCIAL SUPERVISION
- SWISS FINANCIAL SERVICES ACT (FINSA)
UNITED KINGDOM
- BENCHMARKS REGULATION (BMR)
- BREXIT
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SERVICES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INTERNATIONAL
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
All issues from category REGWATCH
N°114 - Juin 2019
L’actualité juridique et réglementaire
ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES
- TEXTES LÉGISLATIFS ET RÉGLEMENTAIRES NATIONAUX
- TEXTES LÉGISLATIFS ET RÉGLEMENTAIRES EUROPÉENS
COMMUNICATION AMF
- INSTRUCTION
- DÉCISION
- POSITION
- ÉTUDE
- GUIDE
AUTRES COMMUNICATIONS FRANÇAISES
- ACPR (AUTORITÉ DE CONTRÔLE PRUDENTIEL)
- AFTI
- CNIL
- TRACFIN
ACTUALITÉS EUROPÉENNES
- CONSEIL DE L'UE
- COMMISSION EUROPÉENNE
- EBA (EUROPEAN BANKING AUTHORITY)
- ESMA (EUROPEAN SECURITIES AND MARKETS AUTHORITY)
All issues from category DECRYPTAGE
