Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

AEOI
AIFM
BREXIT
CSDR
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

March 2021

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURE BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
  • SECURITIES FINANCING TRANSACTIONS REGULATION REGULATION (SFTR)
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • BREXIT
  • COVID-19 REGULATORY MEASURES
  • EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
  • EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
  • FINANCIAL SUPERVISION
  • INTERNAL CONTROL
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • SECURITISATION REGULATION
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ESCP) REGULATION
  • GOVERNANCE
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

HONG KONG

  • FINANCIAL SUPERVISION
  • LISTING / TRADING RULES

IRELAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
  • FINANCIAL SUPERVISION
  • FRAUD
  • SUSTAINABLE FINANCE / GREEN FINANCE

ITALY

  • ACCOUNTING
  • GOVERNANCE
  • PENSION FUNDS
  • SUSTAINABLE FINANCE
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • TRADING RULES

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • AUDIT MATTER
  • CYBERSECURITY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PROSPECTUS REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • AUDIT MATTER
  • BANKING SUPERVISION
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION

NETHERLANDS

  • FINANCIAL SUPERVISION
  • SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

  • COVID-19 REGULATORY MEASURES
  • SUPERVISION

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • LISTING / TRADING RULES
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • TRADING RULES

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
  • DODD-FRANCK
  • FINANCIAL SUPERVISION
  • STRESS TEST
  • SUSTAINABLE FINANCE / GREEN FINANCE

All issues from category REGWATCH

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

All issues from category DECRYPTAGE