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Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

AEOI
AIFM
BREXIT
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

December 2019

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • European Market Infrastructure Regulation (EMIR)
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • PROSPECTUS REGULATION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON INTERNATIONAL ACCOUNTING STANDARDS (IAS)
  • SUSTAINABLE FINANCE / GREEN FINANCE / BENCHMARK

BELGIUM

  • BENCHMARKS REGULATION (BMR)
  • DAC 6

FRANCE

  • FINANCIAL MARKET AMENDMENT LAW
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)

GERMANY

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • DAC 6
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)

HONG KONG

  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management

IRELAND

  • CODE OF CONDUCT

ITALY

  • FINANCIAL MARKET INFRASTRUCTURE

LUXEMBOURG

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • IT OUTSOURCING
  • packaged retail and insurance-based investment products (priipS)
  • REPORTING
  • SUPERVISORY REPORTING

NETHERLANDS

  • FINANCIAL SERVICES COMPENSATION SCHEME
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

  • ACCOUNTING
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • FINANCIAL INSTITUTIONS
  • FINANCIAL MARKET INFRASTRUCTURE
  • FINANCIAL SERVICES
  • FINANCIAL SUPERVISION
  • MACRO-PRUDENTIAL FRAMEWORK
  • OWN Funds

UNITED KINGDOM

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES