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Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

AEOI
AIFM
BREXIT
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

July August 2019

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • BENCHMARKS REGULATION (BMR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • Investment funds
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • EU financial system
  • European Market Infrastructure Regulation (EMIR)
  • Penalties
  • Securities Financing Transactions Regulation (SFTR)
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management

BELGIUM

  • Tax
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Benchmarks Regulation (BMR)

FRANCE

  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • Sustainable Finance
  • Investment funds
  • Contracts For Difference (CFD)
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Benchmarks Regulation (BMR)
  • European Market Infrastructure Regulation (EMIR)
  • Financial instruments
  • Financial Market Infrastructure
  • Financial services intermediaries
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • Pension Schemes

GERMANY

  • Securitisation Regulation
  • Prospectus Regulation
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Cryptoasset / Cryptocurrency

HONG KONG

  • Code of Conduct
  • Investor protection / Consumer protection
  • Disclosure
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management

IRELAND

  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • Investment funds
  • Market Abuse Directive and Regulation (MAD / MAR)
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management

ITALY

  • Small and Medium Enterprises (SMEs)
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • Systematic Internaliser (SI)

LUXEMBOURG

  • Investment funds
  • Prospectus Regulation
  • Shareholders' Rights Directive (SRD II)
  • Brexit
  • Packaged Retail and Insurance-based Investment Products (PRIIPs)
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • DAC 6
  • EU Anti-avoidance tax Directive
  • Benchmarks Regulation (BMR)

NETHERLANDS

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)

SWITZERLAND

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Financial Market Infrastructure

INTERNATIONAL

  • Benchmarks Regulation (BMR)
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


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