Publicações

CACEIS News

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RegWatch

July-August 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL MARKET INFRASTRUCTURE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • PAYMENT SERVICES DIRECTIVE (PSD2)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • BREXIT
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • DAC 6
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PAYMENT SERVICES DIRECTIVE (PSD2)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)

FRANCE

  • COVID-19 REGULATORY MEASURES
  • DIGITAL ECONOMY
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL SUPERVISION
  • INSURANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • COVID-19 REGULATORY MEASURES
  • CYBERSECURITY
  • DIRETIVE ON THE INSTITUTIONS FOR OCCUPATIONAL RETIREMENT PROVISION (IORP II)
  • FINANCIAL SUPERVISION
  • FINANCIAL SYSTEM STABILITY
  • INVESTMENT ACT
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PENSION SCHEMES
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON THE COLLECTION OF GRANULAR CREDIT DATA AND CREDIT RISK DATA (ANACREDIT REGULATION)
  • SECURITIES
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • TRANSPARENCY DIRECTIVE
  • INTEREST RATE

HONG KONG

  • COVID-19 REGULATORY MEASURES
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PRIVATE EQUITY
  • REPORTING

IRELAND

  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • FINANCIAL REPORTING
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL REPORTING
  • INTEREST RATE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • PROSPECTUS REGULATION
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • STRESS TEST
  • TRADING RULES

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR /BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL REPORTING (FINREP)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • SECURITIES
  • THIRD COUNTRY ACCESS & EQUIVALENCE REGIMES

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • FINANCIAL INSTRUMENTS
  • INVESTMENT MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SWITZERLAND

  • BANKING SUPERVISION
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • PENSION SCHEMES
  • SUPERVISION

UNITED KINGDOM

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • FINANCIAL SUPERVISION
  • OUTSOURCING
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPs)
  • REGISTER OF BENEFICIAL OWNERS
  • REGULATORY FEES
  • SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
  • SHAREHOLDES' RIGHTS DIRECTIVE (SRD II)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

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Corporate

Financial Statements 2019

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Reference Papers

Fund Governance

A Funds Europe survey in partnership with CACEIS

Fund governance encompasses many issues including boardroom effectivity and outsourcing, and it has numerous touchpoints within ESG. This report visits many of these issues.

With the current Covid-19 pandemic, the action of fund boards has reached a high point of complexity and importance – but even before the outbreak, boardrooms were being called on to step up their level of fund governance under the FCA Assessment of Value regime in the UK.

In this survey, Funds Europe, in partnership with CACEIS, gauges perceptions on the value that independent directors bring to fund boards and how well fund infrastructures, such as delegated authorised corporate directors and third-party management companies – which play a vital role in investors’ protection – are understood.

Todas as ediçãos da categoría Reference Papers

CACEIS Emetteurs

CACEIS Emetteurs N°15 — Mars 2018

L’actualité des services aux émetteurs

 

  • Témoignage client : Sopra Steria Group
  • OLIS Corporates, le nouvel outil web dédié à l'émetteur
  • Assemblées Générales : activité de CACEIS en 2017
  • Interview de Sylvie Sintes, Responsable Opérations Actionnariat Nominatif
  • Augmentations de capital réservées : enrichissement de l'offre CACEIS
  • Principaux impacts sur l'administration des titres des réformes fiscales votées fin 2017

Todas as ediçãos da categoría CACEIS émetteurs

 

 

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

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EDHEC-Risk Institute

Multi-Dimensional Risk and Performance Analysis for Equity Portfolios

An EDHEC-Risk Institute Publication

In this study, EDHEC-Risk Institute explores a novel approach to address the challenge raised by the standard investment practice of treating attributes as factors, with respect to how to perform a consistent risk and performance analysis for equity portfolios across multiple dimensions that incorporate micro attributes.

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