RegWatch

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• ARTIFICIAL INTELLIGENCE
• CYBERSECURITY
• DEPOSIT GUARANTEE
• DIGITAL IDENTITY
• FINANCIAL INSTRUMENTS
• OTHER - PAYMENTS & OPEN FINANCE
• OTHER - PRUDENTIAL REQUIREMENTS
• PAYMENTS
• PRIMARY MARKET
• RECOVERY & RESOLUTION
• REPORTING
• REPORTING & DISCLOSURES
• SECONDARY MARKET/TRADING
• SETTLEMENT
• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• BUFFERS
• ESG RISK MANAGEMENT
• OTHER - GOVERNANCE & ORGANISATION
• SANCTIONS/RESTRICTIVE MEASURES

BRAZIL

• REPORTING
• SECONDARY MARKET/TRADING
• SECURITISATION

CANADA

• REPORTING

COLOMBIA

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• FINANCIAL INSTRUMENTS

FRANCE

• ALTERNATIVE PRODUCTS
• DIGITAL ASSETS
• GOVERNANCE & ORGANISATION
• SANCTIONS/RESTRICTIVE MEASURES
• SECONDARY MARKET/TRADING

GERMANY

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• FINANCIAL INSTRUMENTS
• RECOVERY & RESOLUTION

GUERNSEY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

IRELAND

• ARTIFICIAL INTELLIGENCE
• CONSUMER PROTECTION
• EUROPEAN SINGLE ACCESS POINT (ESAP)
• FINANCIAL INSTRUMENTS
• SECONDARY MARKET/TRADING

ITALY

• ALTERNATIVE PRODUCTS
• FINANCIAL INSTRUMENTS
• OTHER - CAPITAL MARKETS
• OTHER - SUSTAINABILITY
• PRIMARY MARKET

JERSEY

• CONSUMER PROTECTION
• OTHER - CAPITAL MARKETS
• SANCTIONS/RESTRICTIVE MEASURES

LUXEMBOURG

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• COLLATERAL MANAGEMENT
• DATA PROTECTION FRAMEWORK
• DEPOSIT GUARANTEE
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• EUROPEAN SINGLE ACCESS POINT (ESAP)
• GOVERNANCE & ORGANISATION
• OTHER - FINANCIAL PRODUCTS
• OTHER - GOVERNANCE & ORGANISATION
• REPORTING & DISCLOSURES
• SUSTAINABLE FINANCE / GREEN FINANCE

MALAYSIA

• SECONDARY MARKET/TRADING
• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• REPORTING

SPAIN

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• FINTECH / REGTECH / BIGTECH / SUPTECH
• PRIMARY MARKET
• SECONDARY MARKET/TRADING

SWITZERLAND

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• COLLATERAL MANAGEMENT
• OTHER - GOVERNANCE & ORGANISATION
• OTHER - MACROECONOMIC FRAMEWORK
• OTHER - OTHER
• REPORTING
• SETTLEMENT

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CONSUMER PROTECTION
• CREDIT RISK
• DATA PROTECTION FRAMEWORK
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• OPERATIONAL RISK
• PAYMENTS
• REPORTING
• SUPERVISION

UNITED STATES

• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)

INTERNATIONAL

• OWN FUNDS

Regwatch February 2026

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DATA PROTECTION FRAMEWORK
• FINANCIAL INSTRUMENTS
• MARKET ABUSE
• OTHER - CFO - FINANCE & ACCOUNTING
• REPORTING
• REPORTING & DISCLOSURES
• SECONDARY MARKET/TRADING
• SUPERVISION

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE

BRAZIL

• ACCOUNTING
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• REPORTING

FRANCE

• ALTERNATIVE PRODUCTS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• PRIMARY MARKET
• REPORTING
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• ARTIFICIAL INTELLIGENCE
• CONSUMER PROTECTION
• FINANCIAL INSTRUMENTS
• OTHER - PRUDENTIAL REQUIREMENTS
• SECONDARY MARKET/TRADING
• SUPERVISION

IRELAND

• ALTERNATIVE PRODUCTS
• CONSUMER PROTECTION
• EUROPEAN SINGLE ACCESS POINT (ESAP)
• SUPERVISION

ITALY

• PRIMARY MARKET

JERSEY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

LUXEMBOURG

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• OTHER - TAX
• REPORTING

MALAYSIA

• REPORTING

NETHERLANDS

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CYBERSECURITY
• DIGITAL OPERATIONAL RESILIENCE

SPAIN

• DIGITAL OPERATIONAL RESILIENCE

SWITZERLAND

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS
• FINTECH / REGTECH / BIGTECH / SUPTECH
• OTHER - PRUDENTIAL REQUIREMENTS
• PAYMENTS
• RECOVERY & RESOLUTION
• SUSTAINABLE FINANCE / GREEN FINANCE

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

Regwatch January 2026

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CYBERSECURITY
• DATA PROTECTION FRAMEWORK
• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS
• OTHER - DIGITAL
• OTHER - GOVERNANCE & ORGANISATION
• OTHER - PRUDENTIAL REQUIREMENTS
• PAYMENTS
• REPORTING & DISCLOSURES
• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• CONSUMER PROTECTION
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• REPORTING

BRAZIL

• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• OPERATIONAL RISK
• REPORTING

COLOMBIA

• MONETARY POLICY

FRANCE

• ACCOUNTING
• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CYBERSECURITY
• EUROPEAN SINGLE ACCESS POINT (ESAP)
• PAYMENTS
• SUPERVISION

GERMANY

• ICT
• OWN FUNDS
• SUPERVISION

IRELAND

• ALTERNATIVE PRODUCTS
• GOVERNANCE & ORGANISATION

ITALY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CONSUMER PROTECTION
• FINANCIAL INSTRUMENTS
• OTHER - PRUDENTIAL REQUIREMENTS

LUXEMBOURG

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• AUDIT REPORTING & TRANSPARENCY
• COMPANY LAW
• ESG RISK MANAGEMENT
• GOVERNANCE & ORGANISATION
• OTHER - GOVERNANCE & ORGANISATION
• REPORTING

NETHERLANDS

• REPORTING

SPAIN

• CONSUMER PROTECTION
• INVESTOR PROTECTION

UNITED KINGDOM

• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• CONSUMER PROTECTION
• FINANCIAL INSTRUMENTS
• OTHER - OTHER
• OTHER - PRUDENTIAL REQUIREMENTS

UNITED STATES

• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• INVESTOR PROTECTION
• REPORTING

Regwatch December 2025

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CONSUMER PROTECTION
• CUSTODY
• FINANCIAL INSTRUMENTS
• INSURANCE PRODUCTS
• OTHER - FINANCIAL CRIME
• OTHER - PRUDENTIAL REQUIREMENTS
• OWN FUNDS
• PAYMENTS
• RECOVERY & RESOLUTION
• REPORTING & DISCLOSURES
• SECONDARY MARKET/TRADING
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• FINANCIAL INSTRUMENTS
• OTHER - OTHER
• OTHER - PAYMENTS & OPEN FINANCE
• REPORTING & DISCLOSURES

BRAZIL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CYBERSECURITY
• OTHER - CAPITAL MARKETS
• REPORTING

FRANCE

• ACCOUNTING
• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS
• REPORTING

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CYBERSECURITY
• RECOVERY & RESOLUTION

IRELAND

• OTHER - FINANCIAL PRODUCTS

ITALY

• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• OTHER - PRUDENTIAL REQUIREMENTS

JERSEY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

LUXEMBOURG

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• FINANCIAL INSTRUMENTS
• REPORTING
• SECONDARY MARKET/TRADING
• SETTLEMENT

NETHERLANDS

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• COMPANY LAW
• CONSUMER PROTECTION
• DEPOSIT GUARANTEE
• INVESTOR PROTECTION
• OPERATIONAL RISK
• PAYMENTS
• SUPERVISION

SPAIN

• CONSUMER PROTECTION
• FINANCIAL INSTRUMENTS
• OTHER - CAPITAL MARKETS

SWITZERLAND

• COMPETITION
• OTHER - DIGITAL
• SUPERVISION

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• OWN FUNDS
• SANCTIONS/RESTRICTIVE MEASURES
• SUPERVISION

UNITED STATES

• REPORTING

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

Regwatch November 2025

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• ARTIFICIAL INTELLIGENCE
• CUSTODY
• CYBERSECURITY
• DIGITAL IDENTITY
• DIGITAL OPERATIONAL RESILIENCE
• ESG RISK MANAGEMENT
• FINANCIAL INSTRUMENTS
• FINTECH / REGTECH / BIGTECH / SUPTECH
• OTHER - PRUDENTIAL REQUIREMENTS
• PAYMENTS
• RECOVERY & RESOLUTION
• REPORTING
• REPORTING & DISCLOSURES
• SECONDARY MARKET/TRADING
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• GOVERNANCE & ORGANISATION

BRAZIL

• ACCOUNTING
• FINANCIAL INSTRUMENTS
• OWN FUNDS
• SUPERVISION

FRANCE

• ALTERNATIVE PRODUCTS
• REPORTING
• SUPERVISION

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL OPERATIONAL RESILIENCE
• FINTECH / REGTECH / BIGTECH / SUPTECH
• GOVERNANCE & ORGANISATION
• OTHER - GOVERNANCE & ORGANISATION
• OTHER - PAYMENTS & OPEN FINANCE
• RECOVERY & RESOLUTION

IRELAND

• ALTERNATIVE PRODUCTS
• ECONOMIC OUTLOOK

ITALY

• BUFFERS
• OTHER - GOVERNANCE & ORGANISATION

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• GOVERNANCE & ORGANISATION
• OTHER - FINANCIAL CRIME
• REPORTING

MEXICO

• CONSUMER PROTECTION

NETHERLANDS

• COLLATERAL MANAGEMENT
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• GOVERNANCE & ORGANISATION
• PRIMARY MARKET

SPAIN

• FINANCIAL INSTRUMENTS
• RECOVERY & RESOLUTION

SWITZERLAND

• DATA PROTECTION FRAMEWORK
• DIGITAL OPERATIONAL RESILIENCE
• INTEREST RATE RISK IN THE BANKING BOOK (IRRBB)
• SUPERVISION

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DEPOSIT GUARANTEE
• FINANCIAL INSTRUMENTS
• SECONDARY MARKET/TRADING
• SETTLEMENT
• SUPERVISION

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

Regwatch October 2025

EUROPEAN UNION

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINTECH / REGTECH / BIGTECH / SUPTECH
• OTHER - OTHER
• OWN FUNDS
• REPORTING
• REPORTING & DISCLOSURES
• SECONDARY MARKET/TRADING
• SETTLEMENT
• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• ESG RISK MANAGEMENT
• OTHER - OTHER

BRAZIL

• FINANCIAL INSTRUMENTS
• OTHER - GOVERNANCE & ORGANISATION

COLOMBIA

• OTHER - PAYMENTS & OPEN FINANCE

FRANCE

• ALTERNATIVE PRODUCTS
• OTHER - PRUDENTIAL REQUIREMENTS
• RECOVERY & RESOLUTION

GERMANY

• DATA PROTECTION FRAMEWORK
• PAYMENTS
• SUSTAINABLE FINANCE / GREEN FINANCE

GUERNSEY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

IRELAND

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL OPERATIONAL RESILIENCE

ITALY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS

JERSEY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

LUXEMBOURG

• ECONOMIC OUTLOOK
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• OUTSOURCING
• PAYMENTS
• SANCTIONS/RESTRICTIVE MEASURES

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• OTHER - MACROECONOMIC FRAMEWORK
• OTHER - OTHER
• RECOVERY & RESOLUTION
• REPORTING

SPAIN

• FINANCIAL INSTRUMENTS
• PAYMENTS

SWITZERLAND

• REPORTING

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CYBERSECURITY
• GOVERNANCE & ORGANISATION
• OTHER - CAPITAL MARKETS
• OTHER - DIGITAL
• OTHER - OTHER
• REMUNERATION
• SETTLEMENT
• SUPERVISION

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

Regwatch September 2025

EUROPEAN UNION

• BUFFERS
• DIGITAL ASSETS
• MARKET RISK
• OTHER - CAPITAL MARKETS
• OTHER - GOVERNANCE & ORGANISATION
• OTHER - PAYMENTS & OPEN FINANCE
• REPORTING

BELGIUM

• REPORTING & DISCLOSURES

BRAZIL

• ACCOUNTING
• FINANCIAL INSTRUMENTS
• REPORTING

FRANCE

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• ARTIFICIAL INTELLIGENCE
• MARKET ABUSE
• PAYMENTS
• SUPERVISION

GERMANY

• CONSUMER PROTECTION
• DIGITAL ASSETS
• REPORTING & DISCLOSURES
• SUPERVISION

GUERNSEY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

IRELAND

• ALTERNATIVE PRODUCTS
• FINANCIAL INSTRUMENTS
• PAYMENTS
• SECONDARY MARKET/TRADING

ITALY

• ARTIFICIAL INTELLIGENCE

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• OTHER - FINANCIAL PRODUCTS
• OTHER - GOVERNANCE & ORGANISATION
• PRIMARY MARKET
• REPORTING
• REPORTING & DISCLOSURES

NETHERLANDS

• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• GOVERNANCE & ORGANISATION
• OPEN FINANCE

UNITED KINGDOM

• SUPERVISION

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

Regwatch July-August 2025

EUROPEAN UNION

• ACCOUNTING
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• ARTIFICIAL INTELLIGENCE
• CREDIT RISK
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• MARKET RISK
• OTHER - PRUDENTIAL REQUIREMENTS
• OWN FUNDS
• PAYMENTS
• PRIMARY MARKET
• RECOVERY & RESOLUTION
• REPORTING
• REPORTING & DISCLOSURES
• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• CORPORATE TAX
• FINANCIAL INSTRUMENTS
• REPORTING

BRAZIL

• FINANCIAL INSTRUMENTS
• INVESTOR PROTECTION
• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

COLOMBIA

• OTHER - PAYMENTS & OPEN FINANCE

FRANCE

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CONSUMER PROTECTION
• OTHER - DATA PROTECTION & PRIVACY
• OUTSOURCING
• REPORTING

GERMANY

• REPORTING

GUERNSEY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

IRELAND

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

ITALY

• OTHER - PRUDENTIAL REQUIREMENTS

JERSEY

• FINANCIAL INSTRUMENTS

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• ECONOMIC OUTLOOK
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• OTHER - CAPITAL MARKETS
• OWN FUNDS
• REPORTING
• SANCTIONS/RESTRICTIVE MEASURES
• SETTLEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• MARKET RISK
• OTHER - SUSTAINABILITY
• SETTLEMENT

SWITZERLAND

• CYBERSECURITY
• DIGITAL IDENTITY
• OTHER - DATA PROTECTION & PRIVACY
• PAYMENTS
• SANCTIONS/RESTRICTIVE MEASURES

UNITED KINGDOM

• OTHER - GOVERNANCE & ORGANISATION
• PRIMARY MARKET
• SECONDARY MARKET/TRADING
• SUPERVISION

UNITED STATES

• DIGITAL ASSETS

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS

Regwatch June 2025

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• MARKET RISK
• MONETARY POLICY
• OPERATIONAL RISK
• OTHER - FINANCIAL PRODUCTS
• OWN FUNDS
• PRIMARY MARKET
• REPORTING
• SETTLEMENT
• SUPERVISION

BELGIUM

• DIGITAL ASSETS
• RECOVERY & RESOLUTION

BRAZIL

• ACCOUNTING
• OTHER - PRUDENTIAL REQUIREMENTS
• SUPERVISION

FRANCE

• GOVERNANCE & ORGANISATION

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• CYBERSECURITY
• INVESTOR PROTECTION / CONSUMER PROTECTION

GUERNSEY

• ECONOMIC OUTLOOK
• FINANCIAL INSTRUMENTS

ITALY

• DIGITAL ASSETS
• PRIMARY MARKET

LUXEMBOURG

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• OTHER - GOVERNANCE & ORGANISATION
• SETTLEMENT

MEXICO

• CNBV PUBLISHES NEWS ON AMENDMENTS TO STRENGTHEN THE SUSTAINABILITY DISCLOSURE FRAMEWORK

MONACO

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

NETHERLANDS

• SUPERVISION

SPAIN

• SUPERVISION

SWITZERLAND

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• GOVERNANCE & ORGANISATION
• OTHER - PRUDENTIAL REQUIREMENTS

UNITED KINGDOM

• SECONDARY MARKET/TRADING
• SUPERVISION

UNITED STATES

• PRIMARY MARKET
• SUPERVISION

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)

Regwatch May 2025

EUROPEAN UNION

• ACCOUNTING
• ARTIFICIAL INTELLIGENCE
• CREDIT RISK
• FINANCIAL INSTRUMENTS
• INVESTOR PROTECTION
• LIQUIDITY RISK
• MARKET RISK
• OWN FUNDS
• PAYMENTS
• RECOVERY & RESOLUTION
• REPORTING
• SECONDARY MARKET/TRADING
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• DIGITAL OPERATIONAL RESILIENCE

BRAZIL

• FINANCIAL INSTRUMENTS
• REPORTING

FRANCE

• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

GERMANY

• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS

GUERNSEY

• OTHER - FINANCIAL CRIME

IRELAND

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• FINANCIAL INSTRUMENTS
• OUTSOURCING
• PAYMENTS
• SETTLEMENT

ITALY

• CYBERSECURITY
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE

LUXEMBOURG

• ALTERNATIVE PRODUCTS
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• OTHER - FINANCIAL PRODUCTS
• OTHER - GOVERNANCE & ORGANISATION
• OTHER - REPORTING
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• DIGITAL ASSETS

SPAIN

• DIGITAL ASSETS
• REPORTING

SWITZERLAND

• ARTIFICIAL INTELLIGENCE
• OTHER - FINANCIAL PRODUCTS

UNITED KINGDOM

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL INSTRUMENTS
• REPORTING & DISCLOSURES
• SECONDARY MARKET/TRADING

INTERNATIONAL

• FINANCIAL INSTRUMENTS
• REPORTING

Regwatch April 2025

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• COLLATERAL MANAGEMENT
• DATA PROTECTION FRAMEWORK
• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS
• OTHER - FINANCIAL PRODUCTS
• OWN FUNDS
• REPORTING & DISCLOSURE

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
• EUROPEAN SINGLE ACCESS POINT (ESAP)
• GOVERNANCE & ORGANISATION
• SUPERVISION
• VALUE-ADDED TAX ("VAT")

BRAZIL

• FINANCIAL INSTRUMENTS
• SUPERVISION

FRANCE

• DIGITAL ASSETS
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

IRELAND

• ECONOMIC OUTLOOK
• SUPERVISION

LUXEMBOURG

• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
• OTHER - FINANCIAL CRIME
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REPORTING
• SUPERVISION

MALAYSIA

• CYBERSECURITY

SPAIN

• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS

UNITED KINGDOM

• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS
• OWN FUNDS
• SUPERVISION

UNITED STATES

• FINANCIAL INSTRUMENTS

INTERNATIONAL

• PAYMENTS
• SECONDARY MARKET/TRADING

Regwatch March 2025

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
• DATA PROTECTION FRAMEWORK
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• MONETARY POLICY
• PRIMARY MARKET
• REPORTING & DISCLOSURES
• SECONDARY MARKET / TRADING
• SUPERVISION

BELGIUM

• REPORTING & DISCLOSURES

FRANCE

• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• LIQUIDITY RISK
• REPORTING
• SUPERVISION

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)

IRELAND

• ALTERNATIVE PRODUCTS
• ARTIFICIAL INTELLINGENCE
• SANCTIONS / RESTRICTIVE MEASURES
• SUPERVISION

ITALY

• DIGITAL OPERATIONAL RESILIENCE
• OTHER
• REPORTING

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
• COMPANY LAW
• CYBERSECURITY
• FINANCIAL INSTRUMENTS
• REPORTING
• SUPERVISION

MALAYSIA

• OTHER - CAPITAL MARKETS

NETHERLANDS

• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• DIGITAL OPERATIONAL RESILIENCE
• SETTLEMENT

SPAIN

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
• FINANCIAL INSTRUMENTS
• OTHER
• SUPERVISION

SWITZERLAND

• CYBERSECURITY
• FINANCIAL INSTRUMENTS
• STATUTORY AUDITS
• SUPERVISION

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
• CONSUMER PROTECTION
• FINANCIAL INSTRUMENTS
• SUPERVISION

INTERNATIONAL

• ARTIFICIAL INTELLINGENCE
• FINANCIAL INSTRUMENTS

Regwatch February 2025

EUROPEAN UNION

• COLLATERAL MANAGEMENT
• CYBERSECURITY
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• OTHER - CAPITAL MARKETS
• OTHER - PRUDENTIAL REQUIREMENTS
• OTHER - SUSTAINABILTY
• PAYMENTS
• SECONDARY MARKET / TRADING
• SECURITISATION
• SETTLEMENT
• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• REMUNERATION
• SUPERVISION

FRANCE

• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• SUPERVISION

IRELAND

• DIGITAL OPERATIONAL RESILIENCE
• SANCTIONS / RESTRICTIVE MEASURES

ITALY

• SUSTAINABLE FINANCE / GREEN FINANCE

JERSEY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• REPORTING
• REPORTING & DISCLOSURES
• SANCTIONS / RESTRICTIVE MEASURES

NETHERLANDS

• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• DATA PROTECTION NETWORK
• DIGITAL OPERATIONAL RESILIENCE

SPAIN

• DIGITAL ASSETS
• GOVERNANCE

SWITZERLAND

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• SANCTIONS / RESTRICTIVE MEASURES

UNITED KINGDOM

• ALTERNATIVE PRODUCTS
• FINANCIAL INSTRUMENTS
• PAYMENTS
• REPORTING & DISCLOSURES
• SETTLEMENTS
• OTHER - OTHER
• SUPERVISION

UNITED STATES

• REPORTING

Regwatch January 2025

EUROPEAN UNION

• ALTERNATIVE PRODUCTS
• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• OTHER - OTHER
• OWN FUNDS
• REPORTING
• REPORTING & DISCLOSURE
• SECONDARY MARKET / TRADING

BELGIUM

• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• OTHER - PRUDENTIAL REQUIREMENTS

BRAZIL

• ACCOUNTING
• FINANCIAL INSTRUMENTS
• INVESTMENT MANAGEMENT
• SUPERVISION

FRANCE

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML/ CFT)
• BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• CONSUMER PROTECTION
• DATA PROTECTION FRAMEWORK
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• REPORTING
• SUPERVISION

GERMANY

• PRIMARY MARKET
• SECURITISATION

IRELAND

• OTHER - OTHER

ITALY

• DIGITAL OPERATIONAL RESILIENCE
• OTHER - PAYMENTS & OPEN FINANCE
• REPORTING
• SUPERVISION

JERSEY

• SUPERVISION

LUXEMBOURG

• ACCOUNTING
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• GOVERNANCE & ORGANISATION
• REPORTING & DISCLOSURES

MONACO

• SANCTIONS / RESTRICTIVE MEASURES

NETHERLANDS

• SUPERVISION

SPAIN

• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS

SWITZERLAND

• FINANCIAL INSTRUMENTS

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIGITAL ASSETS
• FINANCIAL INSTRUMENTS
• OTHER - FINANCIAL PRODUCTS
• OTHER - OTHER
• SUPERVISION

Regwatch December 2024

EUROPEAN UNION

• ALTERNATIVE PRODUCTS
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DIGITAL ASSETS
• DIGITAL IDENTITY
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
• OPEN FINANCE
• REPORTING & DISCLOSURE
• SUSTAINABILITY

BELGIUM

• FINANCIAL INSTRUMENTS
• PROSPECTUS / TRANSPARENCY

BRAZIL

• FINANCIAL EDUCATION & INCLUSION
• FINANCIAL SUPERVISION
• GOVERNANCE
• GOVERNANCE & ORGANISATION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• OTHER - REPORTING
• SUPERVISION

COLOMBIA

• OPEN FINANCE
• RISK MANAGEMENT

FRANCE

• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• DIGITAL OPERATIONAL RESILIENCE
• GOVERNANCE 
• GOVERNANCE & ORGANISATION
• OTHER - CAPITAL MARKETS
• REPORTING & DISCLOSURE
• SHADOW BANKING

GERMANY

• ALTERNATIVE PRODUCTS
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• INSURANCE PRODUCTS
• OTHER - DIGITAL
• PRIMARY MARKET
• REPORTING
• SANCTIONS / RESTRICTIVE MEASURES

GUERNSEY

• INVESTOR PROTECTION
• SUPERVISION

ITALY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML/ CFT)
• REPORTING & DISCLOSURES
• SECURITISATION

LUXEMBOURG

• ALTERNATIVE PRODUCTS
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ARTIFICIAL INTELLIGENCE
• ARTIFICIAL INTELLIGENCE ACT (AIA)
• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• FINANCIAL INSTRUMENTS
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PROSPECTUS REGULATION
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL MARKETS (DORA)
• REPORTING & DISCLOSURES
• SECURITISATION

MALAYSIA

• CONSUMER PROTECTION

NETHERLANDS

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• INVESTMENT ADVICE
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL MARKETS (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

• DIGITAL ASSETS
• DIGITAL OPERATIONAL RESILIENCE
• GOVERNANCE & ORGANISATION

SWITZERLAND

• ARTIFICIAL INTELLIGENCE

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CONSUMER PROTECTION
• DIGITAL OPERATIONAL RESILIENCE
• FINANCIAL INSTRUMENTS
• REPORTING & DISCLOSURE
• SUPERVISION

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATING PROLIFERATION FINANCING (AML / CFT / CPF)

Regwatch November 2024

EUROPEAN UNION

• ARTIFICIAL INTELLIGENCE ACT (AIA)
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• CYBER RESILIENCE ACT
• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
• PAYMENTS AND SETTLEMENT SYSTEMS
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)

BRAZIL

• ACCOUNTING
• BANKING MATTERS
• CAPITAL MARKETS UNION (CMU)
• FINANCIAL REPORTING
• GOVERNANCE
• INTERNAL CONTROL SYSTEMS (ICS)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• RECOVERY & RESOLUTION
• REMUNERATION POLICIES
• RISK MANAGEMENT

COLOMBIA

• PENSION SCHEMES

FRANCE

• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• LIQUIDITY

GERMANY

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL MARKET INFRASTUCTURE (FMI)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKET ABUSE
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

IRELAND

• COMPANY LAW
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

• ARTIFICIAL INTELLIGENCE
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

JERSEY

• SUSTAINABLE FINANCE / GREEN FINANCE

LUXEMBOURG

• CROSS-BORDER ACTIVITIES
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REPORTING
• SUSTAINABLE FINANCE / GREEN FINANCE
• UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)

MALAYSIA

• INVESTMENT MANAGEMENT

MEXICO

• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• PENSION FUNDS

NETHERLANDS

• ARITFICIAL INTELLIGENCE

SPAIN

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• PAYMENTS AND SETTLEMENT SYSTEMS

SWITZERLAND

• AUDIT MATTER
• CONSUMER PROTECTION
• FINANCIAL SUPERVISION

UNITED KINGDOM

• ACCOUNT AND PAYMENT SERVICES
• ARTIFICIAL INTELLIGENCE
• CYBERSECURITY
• FINANCIAL SUPERVISION
• FRAUD REPORTING
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

Regwatch October 2024

EUROPEAN UNION

• DIGITAL EURO
• EU SANCTIONING REGIME
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
• EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PAYMENTS AND SETTLEMENT SYSTEMS
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• CODE OF CONDUCT
• DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
• PAYMENTS AND SETTLEMENT SYSTEMS
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• SHAREHOLDING / OWNERSHIP STRUCTURES
• SUSTAINABILITY

BRAZIL

• CYBERSECURITY
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• REMUNERATION
• SUSTAINABLE FINANCE / GREEN FINANCE

COLOMBIA

• CAPITAL MARKETS UNION (CMU)
• PAYMENTS SYSTEMS

FRANCE

• CONSUMER PROTECTION
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• CUSTODIANS / DEPOSITARIES
• CYBERSECURITY
• EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
• FINANCIAL REPORTING
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
• EU SANCTIONING REGIME
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
• PAYMENT SERVICES DIRECTIVE (PSD2)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

JERSEY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

LUXEMBOURG

• ACCOUNTING
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• AUDIT MATTER
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVCY REGULATION (EPR)
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL SUPERVISION
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• NATIONAL BUSINESS REGISTER
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

MALAYSIA

• DATA GOVERNANCE
• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• PENSION FUNDS
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• RISK MANAGEMENT

SPAIN

• DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PENSION SCHEMES

SWITZERLAND

• COMPANY LAW
• PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SMR) / SINLGE RESOLUTION FUND (SRF)

UNITED KINGDOM

• BENCHMARKS
• CONSUMER PROTECTION
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• SECURITISATION REGULATION

INTERNATIONAL

• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)

Regwatch September 2024

EUROPEAN UNION

• ARTIFICIAL INTELLIGENCE
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• CYBERSECURITY
• EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

BELGIUM

• CONSUMER PROTECTION
• CYBERSECURITY
• FINANCIAL SUPERVISION
• SHAREHOLDING / OWNERSHIP STRUCTURES

BRAZIL

• CAPITAL MARKETS UNION (CMU)
• CREDIT RISK
• DATA STRATEGY
• INTERNAL CONTROL SYSTEMS (ICS)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REMUNERATION POLICIES

FRANCE

• CUSTODIANs / DEPOSITARIES
• REPORTING

GERMANY

• CYBERSECURITY
• FINANCIAL SUPERVISION
• INVESTMENT FIRMS / MIFID FIRMS
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID / MIFIR)
• REPORTING

GUERNSEY

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

HONG KONG

• BANK CRISIS MANAGEMENT AND DEPOSIT INSURANCE (CMDI)
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

JERSEY

• FINANCIAL SUPERVISION
• RISK MANAGEMENT

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• COMPLIANCE
• CROSS-BORDER ACTIVITIES
• FINANCIAL REPORTING
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REPORTING

MALAYSIA

• BENCHMARKS

NETHERLANDS

• DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
• PAYMENT TRANSFER

SPAIN

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SWITZERLAND

• FINANCIAL SERVICES
• FINANCIAL SUPERVISION

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BENCHMARKS
• FINANCIAL SUPERVISION
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• RETAIL FINANCIAL SERVICES
• SANCTIONS
• SECURITISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

INTERNATIONAL

• FINANCIAL MARKET INFRASTRUCTURE (FMI)

Regwatch July-August 2024

EUROPEAN UNION

• ARTIFICIAL INTELLIGENCE ACT (AIA)
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABILITY
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABILITY

BRAZIL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ARTIFICIAL INTELLIGENCE
• CAPITAL MARKETS UNION (CMU)
• FINANCIAL INSTRUMENTS
• FINANCIAL SUPERVISION
• FINANCIAL SYSTEM STABILITY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• REMUNERATION POLICIES
• SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)

COLOMBIA

• SECURITIES

FRANCE

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• LIQUIDITY
• PAYMENT AND SETTLEMENT SYSTEMS
• REPORTING
• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CAPITAL RAISING PROCESS
• DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• SUSTAINABILITY
• SUSTAINABLE FINANCE / GREEN FINANCE
• UCITS V / ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)

HONG KONG

• BANK CRISIS MANAGEMENT AND DEPOSIT INSURANCE (CMDI)
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

• COMPANY LAW
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUPERVISION

ITALY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
• EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
• FINANCIAL SUPERVISION
• INTERNAL CONTROL
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SECURITIES
• SECURITISATION REGULATION
• SUSTAINABILITY

JERSEY

• BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

LUXEMBOURG

• ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• CUSTODIANS / DEPOSITARIES
• DIRECTIVE ON CREDIT SERVICERS AND CREDIT PURCHASERS
• EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• SUSTAINABLE FINANCE / GREEN FINANCE

MALAYSIA

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• CYBERSECURITY
• GOVERNANCE
• NON-BANK FINANCIAL INTERMEDIATION

MEXICO

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

• FINANCIAL SUPERVISION
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

SPAIN

• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

SWITZERLAND

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BOND MARKETS
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL SUPERVISION
• FINANCIAL SYSTEM STABILITY
• GOVERNANCE
• INTEREST RATE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABILTY
• LISTING / TRADING RULES

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

Regwatch June 2024

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ARTIFICIAL INTELLIGENCE ACT (AIA)
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• REPORTING REFIT FRAMEWORK / SINGLE INTEGRATED REPORTING SYSTEM (SIRS)
• SECURITISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• FINANCIAL SUPERVISION
• GOVERNANCE
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• SUPERVISORY FEES

BRAZIL

• AUDIT MATTER
• CLOUD COMPUTING
• FINANCIAL SUPERVISION
• FINANCIAL SYSTEM STABILITY
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REAL ESTATE
• SUPERVISION

FRANCE

• ARTIFICIAL INTELLIGENCE
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DATA GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MONEY MARKET FUNDS REGULATION (MMFR)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SANCTIONS 
   

HONG KONG

• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

• INVESTMENT FIRMS / MIFID FIRMS

ITALY

• ARTIFICIAL INTELLIGENCE
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY

JERSEY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ARTIFICIAL INTELLIGENCE
• CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

MALAYSIA

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE
• BANKING SUPERVISION

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• LIQUIDITY
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

SPAIN

• BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
• FINANCIAL SUPERVISION
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)

SWITZERLAND

• CYBERSECURITY
• DATA STRATREGY
• MARKET INFRASTRUCTURE
• RISK MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

UNITED KINGDOM

• BENCHMARKS REGULATION (BMR)
• CONSUMER PROTECTION
• DIGITAL MARKETS ACT (DMA)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

INTERNATIONAL

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)

Regwatch May 2024

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ARTIFICIAL INTELLIGENCE ACT (AIA)
• CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL DATA ACCESS REGULATION (FIDA)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SECURITISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• GOVERNANCE

BRAZIL

• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PROSPECTUS / TRANSPARENCY
• RISK MANAGEMENT
• SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

COLOMBIA

• FOREIGN EXCHANGE MARKET (FOREX, FX)

FRANCE

• DIRECTIVE ON CREDIT SERVICES AND CREDIT PURCHASERS
• FINTECH /REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• ARTIFICIAL INTELLIGENCE ACT (AIA)
• CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• PAYMENTS AND SETTLEMENT SYSTEMS
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• SUSTAINABLE FINANCE / GREEN FINANCE

GUERNSEY

• FINANCIAL SUPERVISION

HONG KONG

• CROSS-BORDER ACTIVITIES
• DEPOSITOR PROTECTION RULES
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SECURITIES
• SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

• ARTIFICIAL INTELLIGENCE
• BANKING SUPERVISION
• EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

JERSEY

• CONSUMER PROTECTION
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
• CONSUMER PROTECTION
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• RISK MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

• FINANCIAL SUPERVISION
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTOR PROTECTION / CONSUMER PROTECTION

UNITED KINGDOM

• CONSUMER PROTECTION
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL SUPERVISION
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• PENSION SCHEMES
• SECURITISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

INTERNATIONAL

• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)

Regwatch April 2024

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ELECTRONIC IDENTIFICATION AND TRUST SERVICES FOR ELECTRONIC TRANSACTIONS IN THE INTERNAL MARKET (EIDAS)
• FINANCIAL DATA ACCESS REGULATION (FIDAS)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON WHOLESALE ENERGY MARKET INTEGRITY AND TRANSPARENCY (REMIT)
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

BRAZIL

• CODE OF CONDUCT
• FINANCIAL MARKET INFRASTRUCTURE (FMI) 
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

FRANCE

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CCPS RECOVERY AND RESOLUTION REGULATION (CCPRRR)
• COMPLAINTS HANDLING
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

HONG KONG

• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• GLOBAL ECONOMY AND MARKETS
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUPERVISION

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL SUPERVISION
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ACT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

MALAYSIA

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

MEXICO

• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• CYBERSECURITY
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

• CONSUMER PROTECTION
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• SUSTAINABLE FINANCE / GREEN FINANCE

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ARTIFICIAL INTELLIGENCE
• BENCHMARKS
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PENSION SCHEMES
• SECURITISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE
• UK FINANCIAL SERVICES ACT

INTERNATIONAL

• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
• PAYMENT AND SETTLEMENT SYSTEMS

Regwatch March 2024

EUROPEAN UNION

• ARTIFICIAL INTELLIGENCE ACT (AIA)
• BENCHMARKS REGULATION (BMR)
• CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
• CYBER RESILIENCE ACT
• INSTANT PAYMENTS REGULATION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SECURITISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• CONSUMER PROTECTION
• DATA GOVERNANCE ACT (DGA)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• FINANCIAL SUPERVISION

BRAZIL

• ACCOUNTING
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL SUPERVISION
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTMENT MANAGEMENT
• TRADING RULES

FRANCE

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• LISTING / TRADING RULES

GERMANY

• ACCOUNTS AND PAYMENT SERVICES
• DIRECTIVE ON CREDIT SERVICES AND CREDIT PURCHASERS
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUPERVISORY REPORTING

HONG KONG

• REGULATORY FEES
• SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

• CONSUMER PROTECTION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

• SECURITISATION REGULATION

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
• EU SANCTIONS REGIME
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• SUSTAINABLE FINANCE / GREEN FINANCE

MALAYSIA

• CYBERSECURITY
• SUSTAINABLE FINANCE / GREEN FINANCE

MEXICO

• BENCHMARKS
• INTEREST RATE

NETHERLANDS

• FINANCIAL SUPERVISION

SPAIN

• CONSUMER PROTECTION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• TAX SUPERVISION

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CONSUMER PROTECTION
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• UK FINANCIAL SERVICES ACT

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BENCHMARKS

Regwatch February 2024

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• REGULATION ON CREDIT RATING AGENCIES (CRAR)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SECURITISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

BRAZIL

• AUDIT MATTER
• FINANCIAL INSTITUTIONS
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• CONSUMER PROTECTION
• CYBERSECURITY
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
• EXCHANGE-TRADED FUNDS (ETFS)
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• BANK RECOVERY AND RESOLUTION DIRECTIVE (BRRD)
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• DIGITAL FINANCE PACKAGE
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• IT OUTSOURCING
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• PENSION SCHEMES
• PROSPECTUS REGULATION

HONG KONG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL SUPERVISION
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

• CAPITAL MARKETS UNION (CMU)
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)

JERSEY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ACCOUNTING
• INVESTMENT FIRMS / MIFID FIRMS
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
• SUSTAINABLE FINANCE / GREEN FINANCE

MALAYSIA

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• RULES OF CONDUCT
• SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• EXCHANGE-TRADED FUNDS (ETFS)
• FINANCIAL SUPERVISION

SWITZERLAND

• COLLECTIVE INVESTMENT SCHEMES
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• TRUSTS

UNITED KINGDOM

• CONSUMER PROTECTION
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• UK FINANCIAL SERVICES ACT

INTERNATIONAL

• DERIVATIVE FINANCIAL INSTRUMENTS
• SUSTAINABLE FINANCE / GREEN FINANCE

Regwatch January 2024

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BENCHMARKS REGULATION (BMR)
• CYBER RESILIENCE ACT
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• ECONOMIC OUTLOOK
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

• FINANCIAL SUPERVISION
• STOCK MARKET
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• CYBERSECURITY
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• WARNING FROM AMF

GERMANY

• ECONOMIC OUTLOOK
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

HONG KONG

• CODE OF CONDUCT
• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

• CONSUMER PROTECTION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• RULES OF CONDUCT

JERSEY

• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY

LUXEMBOURG

• AUDIT MATTER
• FINANCIAL SUPERVISION
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGy (ICT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REPORTING
• TRANSPARENCY DIRECTIVE

NETHERLANDS

• PENSION FUNDS
• SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

• DIGITAL SERVICES ACT

SWITZERLAND

• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTMENT LAW

UNITED KINGDOM

• FINANCIAL SERVICES ACT / FINANCIAL INSTITUTIONS ACT
• SECURITISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

INTERNATIONAL

• FINANCIAL SYSTEM STABILITY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

Regwatch December 2023

EUROPEAN UNION

• ARTIFICIAL INTELLIGENCE ACT (AIA)
• BENCHMARKS REGULATION (BMR)
• CYBER RESILIENCE ACT
• EUROPEAN DATA ACT
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• RETAIL FINANCIAL SERVICES
• SECURISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

BRAZIL

• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE

COLOMBIA

• ACCOUNT AND PAYMENT SERVICES

FRANCE

• CYBERSECURITY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

GERMANY

• CAPITAL RAISING PROCESS
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• OUTSOURCING
• SUSTAINABLE FINANCE / GREEN FINANCE

HONG KONG

• DEPOSITOR PROTECTION RULES
• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SECURITIES AND FUTURES ACT

IRELAND

• ADMINISTRATIVE PROCEDURE ACT
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

ITALY

• ECONOMIC OUTLOOK
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

JERSEY

• FINANCIAL SUPERVISION

LUXEMBOURG

• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

MALAYSIA

• STOCK MARKET
• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• INVESTOR PROTECTION / CONSUMER PROTECTION
• SUPERVISION

SPAIN

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

SWITZERLAND

• ECONOMIC OUTLOOK
• SUSTAINABLE FINANCE / GREEN FINANCE

UNITED KINGDOM

• BENCHMARKS REGULATION (BMR)
• CROSS-BORDER ACTIVITIES
• FINANCIAL PROMOTION REGIME
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTOR PROTECTION / CONSUMER PROTECTION
• MONEY MARKET FUNDS REGULATION (MMFR)
• REMUNERATION POLICIES
• SUSTAINABLE FINANCE / GREEN FINANCE
• UK FINANCIAL SERVICES ACT

INTERNATIONAL

• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• OUTLOOK
• SUSTAINABLE FINANCE / GREEN FINANCE

Regwatch November 2023

EUROPEAN UNION

• CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
• DIGITAL EURO
• EUROPEAN DATA ACT
• EUROPEAN DIGITAL IDENTITY REGULATION  (EDIR)
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SECURISATION REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SECURISATION REGULATION

COLOMBIA

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

FRANCE

• SUPERVISORY FEES
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY

GUERSENEY

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUPERVISORY FEES

HONG KONG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• RETAIL FINANCIAL SERVICES

IRELAND

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• RULES OF CONDUCT

ITALY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CENTRAL ELECTRONIC SYSTEM OF PAYMENT INFORMATION (CESOP)
• CROSS-BORDER DISTRIBUTION
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• STATISTICAL REPORTING
• WHISTLEBLOWER PROTECTION

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY

SPAIN

• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

SWITZERLAND

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

UNITED KINGDOM

• BENCHMARKS REGULATION (BMR)
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• ECONOMIC OUTLOOK
• FINANCIAL PROMOTION REGIME
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• SUSTAINABLE FINANCE / GREEN FINANCE

INTERNATIONAL

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY

Regwatch October 2023

EUROPEAN UNION

• CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
• DIGITAL EURO
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SMALL AND MEDIUM ENTREPRISES (SMES)
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• ASSET MANAGEMENT ACTIVITIES
• EU RETAIL INVESTMENT PACKAGE
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

BRAZIL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• FINANCIAL SERVICES
• FINANCIAL SUPERVISION
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• FRAUD
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

FRANCE

• FINANCIAL SUPERVISION
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• REGULATORY FEES

GERMANY

• DIGITAL ECONOMY
• DIRECTIVE ON REPRESENTATIVE ACTIONS

GUERSENEY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• GOVERNANCE

HONG KONG

• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• OTC DERIVATIVES
• SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
• SECURITIES AND FUTURES ACT

ITALY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL SUPERVISION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

JERSEY

• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATORY FEES

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• FINANCIAL DATA ACCESS REGULATION (FDAR)
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

MALAYSIA

• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

• DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

SWITZERLAND

• ASSET MANAGEMENT ACTIVITIES
• CYBERSECURITY
• FINANCIAL MARKET INFRASTRUCTURE (FMI)

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)

Regwatch September 2023

EUROPEAN UNION

• DIGITAL MARKETS ACT (DMA)
• EUROPEAN CROWDFOUNDING SERVICE PROVIDERS (ESCP) REGULATION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE
• UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)

FRANCE

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)

HONG KONG

• CYBERSECURITY

IRELAND

• FINANCIAL SUPERVISION

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIGITAL SERVICES ACT
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• REAL ESTATE
• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

SPAIN

• ASSET MANAGEMENT ACTIVITIES

UNITED KINGDOM

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• FINANCIAL PROMOTION REGIME
• FINANCIAL SUPERVISION

MONACO

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

BRAZIL

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

INTERNATIONAL

• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)

Regwatch July-August 2023

EUROPEAN UNION

• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SECURITISATION REGULATION
• SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)

GERMANY

• EU RETAIL INVESTMENT PACKAGE
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• WHISTLEBLOWER PROTECTION

HONG KONG

• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• OVER-THE-COUNTER DERIVATIVES (OTC)

IRELAND

• DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

ITALY

• FINANCIAL SUPERVISION
• PROSPECTUS REGULATION

LUXEMBOURG

• ACCOUNTING
• BANKRUPTCY
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
• FINANCIAL SUPERVISION
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• MERGERS & ACQUISITIONS (M&A)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
• REGULATION ON THE COLLECTION OF GRANULAR CREDIT DATA AND CREDIT RISK DATA (ANACREDIT REGULATION)
• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• DIGITAL ECONOMY
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• GLOBAL SYSTEMATICALLY IMPORTANT INSTITUTIONS (G-SIIS) / OTHER SYSTEMATICALLY IMPORTANT INSTITUTIONS (O-SIIS)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• RISK MANAGEMENT

SPAIN

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CLEARING OBLIGATIONS
• CONSUMER PROTECTION
• FINANCIAL REPORTING
• FINANCIAL SERVICES
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
• SUSTAINABLE FINANCE / GREEN FINANCE
• UK FINANCIAL SERVICES ACT

MONACO

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

BRAZIL

• FINANCIAL SUPERVISION
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY

MALAYSIA

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• RISK MANAGEMENT

GUERNSEY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

INTERNATIONAL

• SUSTAINABLE FINANCE / GREEN FINANCE

Regwatch June 2023

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• ARTIFICIAL INTELLIGENCE ACT (AIA)
• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• DIGITAL EURO
• EUROPEAN DIGITAL IDENTITY REGULATION (EDIR)
• FINANCIAL DATA ACCESS REGULATION (FDAR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• CCPS RECOVERY AND RESOLUTION REGULATION (CCPRRR)
• INVESTOR PROTECTION / CONSUMER PROTECTION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• GOVERNANCE
• RISK MANAGEMENT

GERMANY

• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• RISK MANAGEMENT

HONG KONG

• INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
• SECURITIES TRADING

IRELAND

• FINANCIAL SYSTEM STABILITY

ITALY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BANKING SUPERVISION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL SYSTEM STABILITY
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• SUSTAINABLE FINANCE / GREEN FINANCE
• ACCOUNTING

SWITZERLAND

• DIGITAL ECONOMY

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIRECTIVE ON CREDIT SERVICERS AND CREDIT PURCHASERS

SPAIN

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SECURITIES TRADING

UNITED KINGDOM

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DEPOSITOR PROTECTION RULES
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• UK FINANCIAL SERVICES ACT

BRAZIL

• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• SUSTAINABLE FINANCE / GREEN FINANCE

Regwatch May 2023

EUROPEAN UNION

• ARTIFICIAL INTELLIGENCE ACT (AIA)
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
• RETAIL INVESTMENT STRATEGIE (RIS)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

FRANCE

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)

BELGIUM

• EUROPEAN MARKETS INFRASTRUCTURE REGULATION (EMIR)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

GERMANY

• WHISTLEBLOWER PROTECTION

HONG KONG

• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• SUSTAINABLE FINANCE / GREEN FINANCE

ITALY

• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY

LUXEMBOURG

• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWER DIRECTIVE)
• FINANCIAL SUPERVISION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE AND REGULATION (IFD / IFR)
• SUSTAINABLE FINANCE / GREEN FINANCE
• SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)

SWITZERLAND

• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)

NETHERLANDS

• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

MEXICO

• FINANCIAL SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE
• TAXONOMIE REGULATION

UNITED KINGDOM

• CONSUMER PROTECTION
• FINANCIAL MARKET AMENDMENT LAW
• INVESTOR PROTECTION / CONSUMER PROTECTION
• PROSPECTUS REGULATION
• WHISTLEBLOWER PROTECTION

BRAZIL

• CONSUMER PROTECTION
• DEPOSITOR PROTECTION RULES
• DISTRIBUTION OF FUNDS
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

COLOMBIA

• FINANCIAL BENEFICIARY REGULATIONS

Regwatch April 2023

EUROPEAN UNION

• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)
• REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PAYMENT SERVICES DIRECTIVE (PSD2) / SINGLE EURO PAYMENTS AREA (SEPA)
• SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

• CAPITAL MARKETS UNION (CMU)
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INSURANCE
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

IRELAND

• ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)

ITALY

• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON SUSTAINABILITY-RELATED DISCLOSURES IN THE FINANCIAL SECTOR (SDR)
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)

NETHERLANDS

• BANKING SUPERVISION
• FINANCIAL SERVICES COMPENSATION SCHEME

MEXICO

• BOND MARKETS

SPAIN

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

UNITED KINGDOM

• BENCHMARKS
• CROSS-BORDER ACTIVITIES
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL SERVICES
• MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
• SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PAYMENT SYSTEMS

Regwatch March 2023

EUROPEAN UNION

• CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
• DIRECTIVE ON THE DISTANCE MARKETING OF FINANCIAL SERIVCES
• EUROPEAN DATA ACT
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• DIGITAL ECONOMY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

BELGIUM

• SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)

GERMANY

• MONEY MARKET FUNDS REGULATION (MMFR)

HONG KONG

• CUSTODIANS / DEPOSITARIES
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• SUPERVISORY FEES

IRELAND

• ECONOMIC OUTLOOK
• GOVERNANCE

ITALY

• EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ESCP) REGULATION
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)
• SUPERVISORY FEES

LUXEMBOURG

• ELECTRONIC IDENTIFICATION AND TRUST SERVICES FOR ELECTRONIC TRANSACTIONS IN THE INTERNAL MARKET (EIDAS)
• FINANCIAL INSTITUTIONS
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• FINANCIAL MARKET INFRASTRUCTURE (FMI)

NETHERLANDS

• INVESTMENT ADVICE
• REGULATION ON SUSTAINABILITY-RELATED DISCLOSURES IN THE FINANCIAL SERVICES SECTOR (SDR)
• SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)

UNITED KINGDOM

• CLEARING OBLIGATIONS
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• FINANCIAL SYSTEM STABILITY
• GREEN FINANCE
• INVESTMENT FIRMS / MIFID FIRMS
• PAYMENT SYSTEMS
• REGULATORY FEES
• SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL INSTRUMENTS
• SUSTAINABLE FINANCE / GREEN FINANCE

Regwatch January 2023

EUROPEAN UNION

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BANKING UNION
• BENCHMARKS REGULATION (BMR)
• DIGITAL EURO
• DIRECTIVE ON THE DISTANCE MARKETING OF FINANCIAL SERIVCES
• EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
• FINANCIAL SUPERVISION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• FINANCIAL SUPERVISION
• SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL INCLUSION

GERMANY

• BANKING MATTERS
• CAPITAL INVESTMENT CODE
• DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
• FINANCIAL SUPERVISION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PAYMENT SERVICES DIRECTIVE (PSD2) / SINGLE EURO PAYMENTS AREA (SEPA)
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• SUSTAINABLE FINANCE / GREEN FINANCE

HONG KONG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
• INVESTOR PROTECTION / CONSUMER PROTECTION

IRELAND

• FINANCIAL SUPERVISION

ITALY

• DIRECTIVE ON COVERED BONDS
• FINANCIAL SUPERVISION
• PROSPECTUS REGULATION
• SUSTAINABLE FINANCE / GREEN FINANCE

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MACROECONOMIC FRAMEWORK
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• SWISS FINANCIAL INSTITUTIONS ACT (FINIA)

NETHERLANDS

• BREXIT
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

UNITED KINGDOM

• AUDIT MATTER
• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• FINANCIAL SUPERVISION
• INVESTOR PROTECTION / CONSUMER PROTECTION
• PAYMENT SYSTEMS
• PENSION SCHEMES
• REPORTING

BRAZIL

• FINANCIAL MARKET INFRASTRUCTURE (FMI)

INTERNATIONAL

• BENCHMARKS
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• OTC DERIVATIVES
• SUSTAINABLE FINANCE / GREEN FINANCE

Regwatch December 2022

EUROPEAN UNION

• BREXIT
• CAPITAL MARKETS UNION (CMU) ACTION PLAN
• CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
• DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS)
• DIRECTIVE ON THE RESILIENCE OF CRITICAL ENTITIES (CERD)
• EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ESCP) REGULATION
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
• SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• REGULATORY FEES

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

HONG KONG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• LISTING / TRADING RULES
• SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)

ITALY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CROSS-BORDER ACTIVITIES
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• PENSION FUNDS
• SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

SPAIN

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• AUDIT MATTER
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL SERVICES
• INSURANCE
• INVESTOR PROTECTION / CONSUMER PROTECTION
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PENSION SCHEMES
• REMUNERATION POLICIES

UNITED STATES

• BENCHMARKS
• DIRECTIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• FINANCIAL MARKET INFRASTRUCTURE (FMI)

BRAZIL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• FOREIGN EXCHANGE MARKET (FOREX, FX)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

COLOMBIA

• REGULATORY FEES

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)