RegWatch

EUROPEAN UNION

• MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
• PROSPECTUS REGULATION
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BENCHMARKS REGULATION (BMR)
• CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

FRANCE

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• COVID-19 REGULATORY MEASURES
• DIRECTIVE OF COVERED BONDS
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATTIONS TECHNLOGY (ICT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• LISTING / TRADING RULES
• MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
• MONEY MARKET FUNDS REGULATION (MMFR)
• PROSPECTUS REGULATION
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SFR)
• SECURITIES AND FUTURES ACT
• TRADING RULES

BELGIUM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
• COVID-19 REGULATORY MEASURES
• FINANCIAL SUPERVISION
• INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATTIONS TECHNLOGY (ICT)
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• MONEY MARKET FUNDS REGULATION (MMFR)

GERMANY

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• IT OUTSOURCING
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

HONG KONG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• COVID-19 REGULATORY MEASURES
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

• ANTI-COUNTERFEITING MEASURES
• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BENCHMARKS REGULATION (BMR)
• COMPANY LAW
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• SUSTAINABLE FINANCE / GREEN FINANCE

ITALY

• FINANCIAL SUPERVISION
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• IT OUTSOURCING
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BENCHMARKS REGULATION (BMR)
• COVID-19 REGULATORY MEASURES
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• MONEY MARKET FUNDS REGULATION (MMFR)
• OUTSOURCING ARRANGEMENTS
• SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
• DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
• DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• SUSTAINABLE FINANCE / GREEN FINANCE
• SWISS FINANCIAL INSTITUTIONS ACT (FINIA)

NETHERLANDS

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• OUTSOURCING
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SPAIN

• BREXIT
• DIVIDEND DISTRIBUTION

UNITED KINGDOM

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• BENCHMARKS REGULATION (BMR)
• DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
• EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
• FINANCIAL SUPERVISION
• GOVERNANCE
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• INVESTOR PROTECTION / CONSUMER PROTECTION
• LISTING / TRADING RULES
• MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
• PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
• SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• FINANCIAL MARKET INFRASTRUCTURE (FMI)
• FINANCIAL REPORTING
• FINANCIAL SERVICES INTERMEDIARIES
• FINANCIAL SUPERVISION
• INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
• LISTING / TRADING RULES
• SECURITIES TRADING

COLOMBIA

• BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)

INTERNATIONAL

• ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
• OVER-THE-COUNTER DERIVATIVES (OTC)