Real Estate Finance Monitor
CACEIS Bank, Italy Branch, presents the new edition of the Real Estate Finance Monitor.
For the Crédit Agricole Group's asset servicing company, the sector is structurally sound. At the asset level, real estate remains the main component.
Reshaping Investment: Tokenisation, ETFs and Sustainability
Securities Lending - Compatible with ESG principles
Strategic choices for asset management in 2021
CACEIS and local government pension schemes - Part 4
CACEIS and local government pension schemes - Part 3
CACEIS and local government pension schemes - Part 2
CACEIS and local government pension schemes - Part 1
Taking action on ESG and climate change
Analyse that: How AI will transform investment
Fonds de Capital Investissement
Rethinking Distribution - new fund distribution
Regwatch March 2026
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- ARTIFICIAL INTELLIGENCE
- CYBERSECURITY
- DEPOSIT GUARANTEE
- DIGITAL IDENTITY
- FINANCIAL INSTRUMENTS
- OTHER - PAYMENTS & OPEN FINANCE
- OTHER - PRUDENTIAL REQUIREMENTS
- PAYMENTS
- PRIMARY MARKET
- RECOVERY & RESOLUTION
- REPORTING
- REPORTING & DISCLOSURES
- SECONDARY MARKET/TRADING
- SETTLEMENT
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- BUFFERS
- ESG RISK MANAGEMENT
- OTHER - GOVERNANCE & ORGANISATION
- SANCTIONS/RESTRICTIVE MEASURES
BRAZIL
- REPORTING
- SECONDARY MARKET/TRADING
- SECURITISATION
CANADA
- REPORTING
COLOMBIA
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINANCIAL INSTRUMENTS
FRANCE
- ALTERNATIVE PRODUCTS
- DIGITAL ASSETS
- GOVERNANCE & ORGANISATION
- SANCTIONS/RESTRICTIVE MEASURES
- SECONDARY MARKET/TRADING
GERMANY
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINANCIAL INSTRUMENTS
- RECOVERY & RESOLUTION
GUERNSEY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
IRELAND
- ARTIFICIAL INTELLIGENCE
- CONSUMER PROTECTION
- EUROPEAN SINGLE ACCESS POINT (ESAP)
- FINANCIAL INSTRUMENTS
- SECONDARY MARKET/TRADING
ITALY
- ALTERNATIVE PRODUCTS
- FINANCIAL INSTRUMENTS
- OTHER - CAPITAL MARKETS
- OTHER - SUSTAINABILITY
- PRIMARY MARKET
JERSEY
- CONSUMER PROTECTION
- OTHER - CAPITAL MARKETS
- SANCTIONS/RESTRICTIVE MEASURES
LUXEMBOURG
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- COLLATERAL MANAGEMENT
- DATA PROTECTION FRAMEWORK
- DEPOSIT GUARANTEE
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- EUROPEAN SINGLE ACCESS POINT (ESAP)
- GOVERNANCE & ORGANISATION
- OTHER - FINANCIAL PRODUCTS
- OTHER - GOVERNANCE & ORGANISATION
- REPORTING & DISCLOSURES
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- SECONDARY MARKET/TRADING
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- REPORTING
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINTECH / REGTECH / BIGTECH / SUPTECH
- PRIMARY MARKET
- SECONDARY MARKET/TRADING
SWITZERLAND
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- COLLATERAL MANAGEMENT
- OTHER - GOVERNANCE & ORGANISATION
- OTHER - MACROECONOMIC FRAMEWORK
- OTHER - OTHER
- REPORTING
- SETTLEMENT
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CONSUMER PROTECTION
- CREDIT RISK
- DATA PROTECTION FRAMEWORK
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- OPERATIONAL RISK
- PAYMENTS
- REPORTING
- SUPERVISION
UNITED STATES
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
INTERNATIONAL
- OWN FUNDS
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- ARTIFICIAL INTELLIGENCE
- CYBERSECURITY
- DEPOSIT GUARANTEE
- DIGITAL IDENTITY
- FINANCIAL INSTRUMENTS
- OTHER - PAYMENTS & OPEN FINANCE
- OTHER - PRUDENTIAL REQUIREMENTS
- PAYMENTS
- PRIMARY MARKET
- RECOVERY & RESOLUTION
- REPORTING
- REPORTING & DISCLOSURES
- SECONDARY MARKET/TRADING
- SETTLEMENT
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- BUFFERS
- ESG RISK MANAGEMENT
- OTHER - GOVERNANCE & ORGANISATION
- SANCTIONS/RESTRICTIVE MEASURES
BRAZIL
- REPORTING
- SECONDARY MARKET/TRADING
- SECURITISATION
CANADA
- REPORTING
COLOMBIA
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINANCIAL INSTRUMENTS
FRANCE
- ALTERNATIVE PRODUCTS
- DIGITAL ASSETS
- GOVERNANCE & ORGANISATION
- SANCTIONS/RESTRICTIVE MEASURES
- SECONDARY MARKET/TRADING
GERMANY
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINANCIAL INSTRUMENTS
- RECOVERY & RESOLUTION
GUERNSEY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
IRELAND
- ARTIFICIAL INTELLIGENCE
- CONSUMER PROTECTION
- EUROPEAN SINGLE ACCESS POINT (ESAP)
- FINANCIAL INSTRUMENTS
- SECONDARY MARKET/TRADING
ITALY
- ALTERNATIVE PRODUCTS
- FINANCIAL INSTRUMENTS
- OTHER - CAPITAL MARKETS
- OTHER - SUSTAINABILITY
- PRIMARY MARKET
JERSEY
- CONSUMER PROTECTION
- OTHER - CAPITAL MARKETS
- SANCTIONS/RESTRICTIVE MEASURES
LUXEMBOURG
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- COLLATERAL MANAGEMENT
- DATA PROTECTION FRAMEWORK
- DEPOSIT GUARANTEE
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- EUROPEAN SINGLE ACCESS POINT (ESAP)
- GOVERNANCE & ORGANISATION
- OTHER - FINANCIAL PRODUCTS
- OTHER - GOVERNANCE & ORGANISATION
- REPORTING & DISCLOSURES
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- SECONDARY MARKET/TRADING
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- REPORTING
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINTECH / REGTECH / BIGTECH / SUPTECH
- PRIMARY MARKET
- SECONDARY MARKET/TRADING
SWITZERLAND
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- COLLATERAL MANAGEMENT
- OTHER - GOVERNANCE & ORGANISATION
- OTHER - MACROECONOMIC FRAMEWORK
- OTHER - OTHER
- REPORTING
- SETTLEMENT
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CONSUMER PROTECTION
- CREDIT RISK
- DATA PROTECTION FRAMEWORK
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- OPERATIONAL RISK
- PAYMENTS
- REPORTING
- SUPERVISION
UNITED STATES
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
INTERNATIONAL
- OWN FUNDS
Regwatch February 2026
Regwatch February 2026
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DATA PROTECTION FRAMEWORK
- FINANCIAL INSTRUMENTS
- MARKET ABUSE
- OTHER - CFO - FINANCE & ACCOUNTING
- REPORTING
- REPORTING & DISCLOSURES
- SECONDARY MARKET/TRADING
- SUPERVISION
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
BRAZIL
- ACCOUNTING
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- REPORTING
FRANCE
- ALTERNATIVE PRODUCTS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- PRIMARY MARKET
- REPORTING
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ARTIFICIAL INTELLIGENCE
- CONSUMER PROTECTION
- FINANCIAL INSTRUMENTS
- OTHER - PRUDENTIAL REQUIREMENTS
- SECONDARY MARKET/TRADING
- SUPERVISION
IRELAND
- ALTERNATIVE PRODUCTS
- CONSUMER PROTECTION
- EUROPEAN SINGLE ACCESS POINT (ESAP)
- SUPERVISION
ITALY
- PRIMARY MARKET
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
LUXEMBOURG
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- OTHER - TAX
- REPORTING
MALAYSIA
- REPORTING
NETHERLANDS
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CYBERSECURITY
- DIGITAL OPERATIONAL RESILIENCE
SPAIN
- DIGITAL OPERATIONAL RESILIENCE
SWITZERLAND
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
- FINTECH / REGTECH / BIGTECH / SUPTECH
- OTHER - PRUDENTIAL REQUIREMENTS
- PAYMENTS
- RECOVERY & RESOLUTION
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
Regwatch January 2026
Regwatch January 2026
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CYBERSECURITY
- DATA PROTECTION FRAMEWORK
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
- OTHER - DIGITAL
- OTHER - GOVERNANCE & ORGANISATION
- OTHER - PRUDENTIAL REQUIREMENTS
- PAYMENTS
- REPORTING & DISCLOSURES
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- CONSUMER PROTECTION
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- REPORTING
BRAZIL
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- OPERATIONAL RISK
- REPORTING
COLOMBIA
- MONETARY POLICY
FRANCE
- ACCOUNTING
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CYBERSECURITY
- EUROPEAN SINGLE ACCESS POINT (ESAP)
- PAYMENTS
- SUPERVISION
GERMANY
- ICT
- OWN FUNDS
- SUPERVISION
IRELAND
- ALTERNATIVE PRODUCTS
- GOVERNANCE & ORGANISATION
ITALY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CONSUMER PROTECTION
- FINANCIAL INSTRUMENTS
- OTHER - PRUDENTIAL REQUIREMENTS
LUXEMBOURG
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- AUDIT REPORTING & TRANSPARENCY
- COMPANY LAW
- ESG RISK MANAGEMENT
- GOVERNANCE & ORGANISATION
- OTHER - GOVERNANCE & ORGANISATION
- REPORTING
NETHERLANDS
- REPORTING
SPAIN
- CONSUMER PROTECTION
- INVESTOR PROTECTION
UNITED KINGDOM
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- CONSUMER PROTECTION
- FINANCIAL INSTRUMENTS
- OTHER - OTHER
- OTHER - PRUDENTIAL REQUIREMENTS
UNITED STATES
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- INVESTOR PROTECTION
- REPORTING
Regwatch December 2025
Regwatch December 2025
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CONSUMER PROTECTION
- CUSTODY
- FINANCIAL INSTRUMENTS
- INSURANCE PRODUCTS
- OTHER - FINANCIAL CRIME
- OTHER - PRUDENTIAL REQUIREMENTS
- OWN FUNDS
- PAYMENTS
- RECOVERY & RESOLUTION
- REPORTING & DISCLOSURES
- SECONDARY MARKET/TRADING
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINANCIAL INSTRUMENTS
- OTHER - OTHER
- OTHER - PAYMENTS & OPEN FINANCE
- REPORTING & DISCLOSURES
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CYBERSECURITY
- OTHER - CAPITAL MARKETS
- REPORTING
FRANCE
- ACCOUNTING
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
- REPORTING
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CYBERSECURITY
- RECOVERY & RESOLUTION
IRELAND
- OTHER - FINANCIAL PRODUCTS
ITALY
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- OTHER - PRUDENTIAL REQUIREMENTS
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
LUXEMBOURG
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINANCIAL INSTRUMENTS
- REPORTING
- SECONDARY MARKET/TRADING
- SETTLEMENT
NETHERLANDS
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- COMPANY LAW
- CONSUMER PROTECTION
- DEPOSIT GUARANTEE
- INVESTOR PROTECTION
- OPERATIONAL RISK
- PAYMENTS
- SUPERVISION
SPAIN
- CONSUMER PROTECTION
- FINANCIAL INSTRUMENTS
- OTHER - CAPITAL MARKETS
SWITZERLAND
- COMPETITION
- OTHER - DIGITAL
- SUPERVISION
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- OWN FUNDS
- SANCTIONS/RESTRICTIVE MEASURES
- SUPERVISION
UNITED STATES
- REPORTING
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
Regwatch November 2025
Regwatch November 2025
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- ARTIFICIAL INTELLIGENCE
- CUSTODY
- CYBERSECURITY
- DIGITAL IDENTITY
- DIGITAL OPERATIONAL RESILIENCE
- ESG RISK MANAGEMENT
- FINANCIAL INSTRUMENTS
- FINTECH / REGTECH / BIGTECH / SUPTECH
- OTHER - PRUDENTIAL REQUIREMENTS
- PAYMENTS
- RECOVERY & RESOLUTION
- REPORTING
- REPORTING & DISCLOSURES
- SECONDARY MARKET/TRADING
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- GOVERNANCE & ORGANISATION
BRAZIL
- ACCOUNTING
- FINANCIAL INSTRUMENTS
- OWN FUNDS
- SUPERVISION
FRANCE
- ALTERNATIVE PRODUCTS
- REPORTING
- SUPERVISION
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL OPERATIONAL RESILIENCE
- FINTECH / REGTECH / BIGTECH / SUPTECH
- GOVERNANCE & ORGANISATION
- OTHER - GOVERNANCE & ORGANISATION
- OTHER - PAYMENTS & OPEN FINANCE
- RECOVERY & RESOLUTION
IRELAND
- ALTERNATIVE PRODUCTS
- ECONOMIC OUTLOOK
ITALY
- BUFFERS
- OTHER - GOVERNANCE & ORGANISATION
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- GOVERNANCE & ORGANISATION
- OTHER - FINANCIAL CRIME
- REPORTING
MEXICO
- CONSUMER PROTECTION
NETHERLANDS
- COLLATERAL MANAGEMENT
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- GOVERNANCE & ORGANISATION
- PRIMARY MARKET
SPAIN
- FINANCIAL INSTRUMENTS
- RECOVERY & RESOLUTION
SWITZERLAND
- DATA PROTECTION FRAMEWORK
- DIGITAL OPERATIONAL RESILIENCE
- INTEREST RATE RISK IN THE BANKING BOOK (IRRBB)
- SUPERVISION
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DEPOSIT GUARANTEE
- FINANCIAL INSTRUMENTS
- SECONDARY MARKET/TRADING
- SETTLEMENT
- SUPERVISION
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
Regwatch October 2025
Regwatch October 2025
EUROPEAN UNION
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINTECH / REGTECH / BIGTECH / SUPTECH
- OTHER - OTHER
- OWN FUNDS
- REPORTING
- REPORTING & DISCLOSURES
- SECONDARY MARKET/TRADING
- SETTLEMENT
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- ESG RISK MANAGEMENT
- OTHER - OTHER
BRAZIL
- FINANCIAL INSTRUMENTS
- OTHER - GOVERNANCE & ORGANISATION
COLOMBIA
- OTHER - PAYMENTS & OPEN FINANCE
FRANCE
- ALTERNATIVE PRODUCTS
- OTHER - PRUDENTIAL REQUIREMENTS
- RECOVERY & RESOLUTION
GERMANY
- DATA PROTECTION FRAMEWORK
- PAYMENTS
- SUSTAINABLE FINANCE / GREEN FINANCE
GUERNSEY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL OPERATIONAL RESILIENCE
ITALY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
LUXEMBOURG
- ECONOMIC OUTLOOK
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- OUTSOURCING
- PAYMENTS
- SANCTIONS/RESTRICTIVE MEASURES
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- OTHER - MACROECONOMIC FRAMEWORK
- OTHER - OTHER
- RECOVERY & RESOLUTION
- REPORTING
SPAIN
- FINANCIAL INSTRUMENTS
- PAYMENTS
SWITZERLAND
- REPORTING
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CYBERSECURITY
- GOVERNANCE & ORGANISATION
- OTHER - CAPITAL MARKETS
- OTHER - DIGITAL
- OTHER - OTHER
- REMUNERATION
- SETTLEMENT
- SUPERVISION
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
Regwatch September 2025
Regwatch September 2025
EUROPEAN UNION
- BUFFERS
- DIGITAL ASSETS
- MARKET RISK
- OTHER - CAPITAL MARKETS
- OTHER - GOVERNANCE & ORGANISATION
- OTHER - PAYMENTS & OPEN FINANCE
- REPORTING
BELGIUM
- REPORTING & DISCLOSURES
BRAZIL
- ACCOUNTING
- FINANCIAL INSTRUMENTS
- REPORTING
FRANCE
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- ARTIFICIAL INTELLIGENCE
- MARKET ABUSE
- PAYMENTS
- SUPERVISION
GERMANY
- CONSUMER PROTECTION
- DIGITAL ASSETS
- REPORTING & DISCLOSURES
- SUPERVISION
GUERNSEY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
IRELAND
- ALTERNATIVE PRODUCTS
- FINANCIAL INSTRUMENTS
- PAYMENTS
- SECONDARY MARKET/TRADING
ITALY
- ARTIFICIAL INTELLIGENCE
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- OTHER - FINANCIAL PRODUCTS
- OTHER - GOVERNANCE & ORGANISATION
- PRIMARY MARKET
- REPORTING
- REPORTING & DISCLOSURES
NETHERLANDS
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- GOVERNANCE & ORGANISATION
- OPEN FINANCE
UNITED KINGDOM
- SUPERVISION
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
Regwatch July-August 2025
Regwatch July-August 2025
EUROPEAN UNION
- ACCOUNTING
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- ARTIFICIAL INTELLIGENCE
- CREDIT RISK
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- MARKET RISK
- OTHER - PRUDENTIAL REQUIREMENTS
- OWN FUNDS
- PAYMENTS
- PRIMARY MARKET
- RECOVERY & RESOLUTION
- REPORTING
- REPORTING & DISCLOSURES
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- CORPORATE TAX
- FINANCIAL INSTRUMENTS
- REPORTING
BRAZIL
- FINANCIAL INSTRUMENTS
- INVESTOR PROTECTION
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
COLOMBIA
- OTHER - PAYMENTS & OPEN FINANCE
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CONSUMER PROTECTION
- OTHER - DATA PROTECTION & PRIVACY
- OUTSOURCING
- REPORTING
GERMANY
- REPORTING
GUERNSEY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
IRELAND
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
ITALY
- OTHER - PRUDENTIAL REQUIREMENTS
JERSEY
- FINANCIAL INSTRUMENTS
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- ECONOMIC OUTLOOK
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- OTHER - CAPITAL MARKETS
- OWN FUNDS
- REPORTING
- SANCTIONS/RESTRICTIVE MEASURES
- SETTLEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- MARKET RISK
- OTHER - SUSTAINABILITY
- SETTLEMENT
SWITZERLAND
- CYBERSECURITY
- DIGITAL IDENTITY
- OTHER - DATA PROTECTION & PRIVACY
- PAYMENTS
- SANCTIONS/RESTRICTIVE MEASURES
UNITED KINGDOM
- OTHER - GOVERNANCE & ORGANISATION
- PRIMARY MARKET
- SECONDARY MARKET/TRADING
- SUPERVISION
UNITED STATES
- DIGITAL ASSETS
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
Regwatch June 2025
Regwatch June 2025
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- MARKET RISK
- MONETARY POLICY
- OPERATIONAL RISK
- OTHER - FINANCIAL PRODUCTS
- OWN FUNDS
- PRIMARY MARKET
- REPORTING
- SETTLEMENT
- SUPERVISION
BELGIUM
- DIGITAL ASSETS
- RECOVERY & RESOLUTION
BRAZIL
- ACCOUNTING
- OTHER - PRUDENTIAL REQUIREMENTS
- SUPERVISION
FRANCE
- GOVERNANCE & ORGANISATION
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- CYBERSECURITY
- INVESTOR PROTECTION / CONSUMER PROTECTION
GUERNSEY
- ECONOMIC OUTLOOK
- FINANCIAL INSTRUMENTS
ITALY
- DIGITAL ASSETS
- PRIMARY MARKET
LUXEMBOURG
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- OTHER - GOVERNANCE & ORGANISATION
- SETTLEMENT
MEXICO
- CNBV PUBLISHES NEWS ON AMENDMENTS TO STRENGTHEN THE SUSTAINABILITY DISCLOSURE FRAMEWORK
MONACO
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
NETHERLANDS
- SUPERVISION
SPAIN
- SUPERVISION
SWITZERLAND
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- GOVERNANCE & ORGANISATION
- OTHER - PRUDENTIAL REQUIREMENTS
UNITED KINGDOM
- SECONDARY MARKET/TRADING
- SUPERVISION
UNITED STATES
- PRIMARY MARKET
- SUPERVISION
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
Regwatch May 2025
Regwatch May 2025
EUROPEAN UNION
- ACCOUNTING
- ARTIFICIAL INTELLIGENCE
- CREDIT RISK
- FINANCIAL INSTRUMENTS
- INVESTOR PROTECTION
- LIQUIDITY RISK
- MARKET RISK
- OWN FUNDS
- PAYMENTS
- RECOVERY & RESOLUTION
- REPORTING
- SECONDARY MARKET/TRADING
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- DIGITAL OPERATIONAL RESILIENCE
BRAZIL
- FINANCIAL INSTRUMENTS
- REPORTING
FRANCE
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
GERMANY
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
GUERNSEY
- OTHER - FINANCIAL CRIME
IRELAND
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- FINANCIAL INSTRUMENTS
- OUTSOURCING
- PAYMENTS
- SETTLEMENT
ITALY
- CYBERSECURITY
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
LUXEMBOURG
- ALTERNATIVE PRODUCTS
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- OTHER - FINANCIAL PRODUCTS
- OTHER - GOVERNANCE & ORGANISATION
- OTHER - REPORTING
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- DIGITAL ASSETS
SPAIN
- DIGITAL ASSETS
- REPORTING
SWITZERLAND
- ARTIFICIAL INTELLIGENCE
- OTHER - FINANCIAL PRODUCTS
UNITED KINGDOM
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL INSTRUMENTS
- REPORTING & DISCLOSURES
- SECONDARY MARKET/TRADING
INTERNATIONAL
- FINANCIAL INSTRUMENTS
- REPORTING
Regwatch April 2025
Regwatch April 2025
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- COLLATERAL MANAGEMENT
- DATA PROTECTION FRAMEWORK
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
- OTHER - FINANCIAL PRODUCTS
- OWN FUNDS
- REPORTING & DISCLOSURE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATTING PROLIFERATION FINANCING (AML/CFT/CPF)
- EUROPEAN SINGLE ACCESS POINT (ESAP)
- GOVERNANCE & ORGANISATION
- SUPERVISION
- VALUE-ADDED TAX ("VAT")
BRAZIL
- FINANCIAL INSTRUMENTS
- SUPERVISION
FRANCE
- DIGITAL ASSETS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
IRELAND
- ECONOMIC OUTLOOK
- SUPERVISION
LUXEMBOURG
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- OTHER - FINANCIAL CRIME
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REPORTING
- SUPERVISION
MALAYSIA
- CYBERSECURITY
SPAIN
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
UNITED KINGDOM
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
- OWN FUNDS
- SUPERVISION
UNITED STATES
- FINANCIAL INSTRUMENTS
INTERNATIONAL
- PAYMENTS
- SECONDARY MARKET/TRADING
Regwatch March 2025
Regwatch March 2025
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
- DATA PROTECTION FRAMEWORK
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- MONETARY POLICY
- PRIMARY MARKET
- REPORTING & DISCLOSURES
- SECONDARY MARKET / TRADING
- SUPERVISION
BELGIUM
- REPORTING & DISCLOSURES
FRANCE
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- LIQUIDITY RISK
- REPORTING
- SUPERVISION
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
IRELAND
- ALTERNATIVE PRODUCTS
- ARTIFICIAL INTELLINGENCE
- SANCTIONS / RESTRICTIVE MEASURES
- SUPERVISION
ITALY
- DIGITAL OPERATIONAL RESILIENCE
- OTHER
- REPORTING
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
- COMPANY LAW
- CYBERSECURITY
- FINANCIAL INSTRUMENTS
- REPORTING
- SUPERVISION
MALAYSIA
- OTHER - CAPITAL MARKETS
NETHERLANDS
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- DIGITAL OPERATIONAL RESILIENCE
- SETTLEMENT
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
- FINANCIAL INSTRUMENTS
- OTHER
- SUPERVISION
SWITZERLAND
- CYBERSECURITY
- FINANCIAL INSTRUMENTS
- STATUTORY AUDITS
- SUPERVISION
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM / COMBATTING PROLIFERATION FINANCING (AML / CFT / CPF)
- CONSUMER PROTECTION
- FINANCIAL INSTRUMENTS
- SUPERVISION
INTERNATIONAL
- ARTIFICIAL INTELLINGENCE
- FINANCIAL INSTRUMENTS
Regwatch February 2025
Regwatch February 2025
EUROPEAN UNION
- COLLATERAL MANAGEMENT
- CYBERSECURITY
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- OTHER - CAPITAL MARKETS
- OTHER - PRUDENTIAL REQUIREMENTS
- OTHER - SUSTAINABILTY
- PAYMENTS
- SECONDARY MARKET / TRADING
- SECURITISATION
- SETTLEMENT
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BRAZIL
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- REMUNERATION
- SUPERVISION
FRANCE
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- SUPERVISION
IRELAND
- DIGITAL OPERATIONAL RESILIENCE
- SANCTIONS / RESTRICTIVE MEASURES
ITALY
- SUSTAINABLE FINANCE / GREEN FINANCE
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- REPORTING
- REPORTING & DISCLOSURES
- SANCTIONS / RESTRICTIVE MEASURES
NETHERLANDS
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- DATA PROTECTION NETWORK
- DIGITAL OPERATIONAL RESILIENCE
SPAIN
- DIGITAL ASSETS
- GOVERNANCE
SWITZERLAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- SANCTIONS / RESTRICTIVE MEASURES
UNITED KINGDOM
- ALTERNATIVE PRODUCTS
- FINANCIAL INSTRUMENTS
- PAYMENTS
- REPORTING & DISCLOSURES
- SETTLEMENTS
- OTHER - OTHER
- SUPERVISION
UNITED STATES
- REPORTING
Regwatch January 2025
Regwatch January 2025
EUROPEAN UNION
- ALTERNATIVE PRODUCTS
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- OTHER - OTHER
- OWN FUNDS
- REPORTING
- REPORTING & DISCLOSURE
- SECONDARY MARKET / TRADING
BELGIUM
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- OTHER - PRUDENTIAL REQUIREMENTS
BRAZIL
- ACCOUNTING
- FINANCIAL INSTRUMENTS
- INVESTMENT MANAGEMENT
- SUPERVISION
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML/ CFT)
- BLOCKCHAIN & DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- CONSUMER PROTECTION
- DATA PROTECTION FRAMEWORK
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- REPORTING
- SUPERVISION
GERMANY
- PRIMARY MARKET
- SECURITISATION
IRELAND
- OTHER - OTHER
ITALY
- DIGITAL OPERATIONAL RESILIENCE
- OTHER - PAYMENTS & OPEN FINANCE
- REPORTING
- SUPERVISION
JERSEY
- SUPERVISION
LUXEMBOURG
- ACCOUNTING
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- GOVERNANCE & ORGANISATION
- REPORTING & DISCLOSURES
MONACO
- SANCTIONS / RESTRICTIVE MEASURES
NETHERLANDS
- SUPERVISION
SPAIN
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
SWITZERLAND
- FINANCIAL INSTRUMENTS
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIGITAL ASSETS
- FINANCIAL INSTRUMENTS
- OTHER - FINANCIAL PRODUCTS
- OTHER - OTHER
- SUPERVISION
Regwatch December 2024
Regwatch December 2024
EUROPEAN UNION
- ALTERNATIVE PRODUCTS
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DIGITAL ASSETS
- DIGITAL IDENTITY
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- OPEN FINANCE
- REPORTING & DISCLOSURE
- SUSTAINABILITY
BELGIUM
- FINANCIAL INSTRUMENTS
- PROSPECTUS / TRANSPARENCY
BRAZIL
- FINANCIAL EDUCATION & INCLUSION
- FINANCIAL SUPERVISION
- GOVERNANCE
- GOVERNANCE & ORGANISATION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- OTHER - REPORTING
- SUPERVISION
COLOMBIA
- OPEN FINANCE
- RISK MANAGEMENT
FRANCE
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- DIGITAL OPERATIONAL RESILIENCE
- GOVERNANCE
- GOVERNANCE & ORGANISATION
- OTHER - CAPITAL MARKETS
- REPORTING & DISCLOSURE
- SHADOW BANKING
GERMANY
- ALTERNATIVE PRODUCTS
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- INSURANCE PRODUCTS
- OTHER - DIGITAL
- PRIMARY MARKET
- REPORTING
- SANCTIONS / RESTRICTIVE MEASURES
GUERNSEY
- INVESTOR PROTECTION
- SUPERVISION
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML/ CFT)
- REPORTING & DISCLOSURES
- SECURITISATION
LUXEMBOURG
- ALTERNATIVE PRODUCTS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- FINANCIAL INSTRUMENTS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PROSPECTUS REGULATION
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL MARKETS (DORA)
- REPORTING & DISCLOSURES
- SECURITISATION
MALAYSIA
- CONSUMER PROTECTION
NETHERLANDS
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT ADVICE
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL MARKETS (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- DIGITAL ASSETS
- DIGITAL OPERATIONAL RESILIENCE
- GOVERNANCE & ORGANISATION
SWITZERLAND
- ARTIFICIAL INTELLIGENCE
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CONSUMER PROTECTION
- DIGITAL OPERATIONAL RESILIENCE
- FINANCIAL INSTRUMENTS
- REPORTING & DISCLOSURE
- SUPERVISION
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING TERRORISM FINANCING / COMBATING PROLIFERATION FINANCING (AML / CFT / CPF)
Regwatch November 2024
Regwatch November 2024
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CYBER RESILIENCE ACT
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- PAYMENTS AND SETTLEMENT SYSTEMS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
BRAZIL
- ACCOUNTING
- BANKING MATTERS
- CAPITAL MARKETS UNION (CMU)
- FINANCIAL REPORTING
- GOVERNANCE
- INTERNAL CONTROL SYSTEMS (ICS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- RECOVERY & RESOLUTION
- REMUNERATION POLICIES
- RISK MANAGEMENT
COLOMBIA
- PENSION SCHEMES
FRANCE
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- LIQUIDITY
GERMANY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL MARKET INFRASTUCTURE (FMI)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
IRELAND
- COMPANY LAW
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- ARTIFICIAL INTELLIGENCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
JERSEY
- SUSTAINABLE FINANCE / GREEN FINANCE
LUXEMBOURG
- CROSS-BORDER ACTIVITIES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REPORTING
- SUSTAINABLE FINANCE / GREEN FINANCE
- UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)
MALAYSIA
- INVESTMENT MANAGEMENT
MEXICO
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- PENSION FUNDS
NETHERLANDS
- ARITFICIAL INTELLIGENCE
SPAIN
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- PAYMENTS AND SETTLEMENT SYSTEMS
SWITZERLAND
- AUDIT MATTER
- CONSUMER PROTECTION
- FINANCIAL SUPERVISION
UNITED KINGDOM
- ACCOUNT AND PAYMENT SERVICES
- ARTIFICIAL INTELLIGENCE
- CYBERSECURITY
- FINANCIAL SUPERVISION
- FRAUD REPORTING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
Regwatch October 2024
Regwatch October 2024
EUROPEAN UNION
- DIGITAL EURO
- EU SANCTIONING REGIME
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PAYMENTS AND SETTLEMENT SYSTEMS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- CODE OF CONDUCT
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- PAYMENTS AND SETTLEMENT SYSTEMS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SHAREHOLDING / OWNERSHIP STRUCTURES
- SUSTAINABILITY
BRAZIL
- CYBERSECURITY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REMUNERATION
- SUSTAINABLE FINANCE / GREEN FINANCE
COLOMBIA
- CAPITAL MARKETS UNION (CMU)
- PAYMENTS SYSTEMS
FRANCE
- CONSUMER PROTECTION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CUSTODIANS / DEPOSITARIES
- CYBERSECURITY
- EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- EU SANCTIONING REGIME
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- PAYMENT SERVICES DIRECTIVE (PSD2)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
LUXEMBOURG
- ACCOUNTING
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- AUDIT MATTER
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVCY REGULATION (EPR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- NATIONAL BUSINESS REGISTER
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
MALAYSIA
- DATA GOVERNANCE
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- PENSION FUNDS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- RISK MANAGEMENT
SPAIN
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION SCHEMES
SWITZERLAND
- COMPANY LAW
- PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SMR) / SINLGE RESOLUTION FUND (SRF)
UNITED KINGDOM
- BENCHMARKS
- CONSUMER PROTECTION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- SECURITISATION REGULATION
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
Regwatch September 2024
Regwatch September 2024
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CYBERSECURITY
- EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BELGIUM
- CONSUMER PROTECTION
- CYBERSECURITY
- FINANCIAL SUPERVISION
- SHAREHOLDING / OWNERSHIP STRUCTURES
BRAZIL
- CAPITAL MARKETS UNION (CMU)
- CREDIT RISK
- DATA STRATEGY
- INTERNAL CONTROL SYSTEMS (ICS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REMUNERATION POLICIES
FRANCE
- CUSTODIANs / DEPOSITARIES
- REPORTING
GERMANY
- CYBERSECURITY
- FINANCIAL SUPERVISION
- INVESTMENT FIRMS / MIFID FIRMS
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID / MIFIR)
- REPORTING
GUERNSEY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
HONG KONG
- BANK CRISIS MANAGEMENT AND DEPOSIT INSURANCE (CMDI)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
JERSEY
- FINANCIAL SUPERVISION
- RISK MANAGEMENT
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- COMPLIANCE
- CROSS-BORDER ACTIVITIES
- FINANCIAL REPORTING
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REPORTING
MALAYSIA
- BENCHMARKS
NETHERLANDS
- DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
- PAYMENT TRANSFER
SPAIN
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
SWITZERLAND
- FINANCIAL SERVICES
- FINANCIAL SUPERVISION
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- RETAIL FINANCIAL SERVICES
- SANCTIONS
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
Regwatch July-August 2024
Regwatch July-August 2024
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABILITY
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABILITY
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE
- CAPITAL MARKETS UNION (CMU)
- FINANCIAL INSTRUMENTS
- FINANCIAL SUPERVISION
- FINANCIAL SYSTEM STABILITY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REMUNERATION POLICIES
- SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)
COLOMBIA
- SECURITIES
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LIQUIDITY
- PAYMENT AND SETTLEMENT SYSTEMS
- REPORTING
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL RAISING PROCESS
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABILITY
- SUSTAINABLE FINANCE / GREEN FINANCE
- UCITS V / ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
HONG KONG
- BANK CRISIS MANAGEMENT AND DEPOSIT INSURANCE (CMDI)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- COMPANY LAW
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUPERVISION
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
- FINANCIAL SUPERVISION
- INTERNAL CONTROL
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURITIES
- SECURITISATION REGULATION
- SUSTAINABILITY
JERSEY
- BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
LUXEMBOURG
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CUSTODIANS / DEPOSITARIES
- DIRECTIVE ON CREDIT SERVICERS AND CREDIT PURCHASERS
- EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- CYBERSECURITY
- GOVERNANCE
- NON-BANK FINANCIAL INTERMEDIATION
MEXICO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- FINANCIAL SUPERVISION
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
SPAIN
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
SWITZERLAND
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BOND MARKETS
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- FINANCIAL SYSTEM STABILITY
- GOVERNANCE
- INTEREST RATE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABILTY
- LISTING / TRADING RULES
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
Regwatch June 2024
Regwatch June 2024
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- REPORTING REFIT FRAMEWORK / SINGLE INTEGRATED REPORTING SYSTEM (SIRS)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- FINANCIAL SUPERVISION
- GOVERNANCE
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUPERVISORY FEES
BRAZIL
- AUDIT MATTER
- CLOUD COMPUTING
- FINANCIAL SUPERVISION
- FINANCIAL SYSTEM STABILITY
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REAL ESTATE
- SUPERVISION
FRANCE
- ARTIFICIAL INTELLIGENCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DATA GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MONEY MARKET FUNDS REGULATION (MMFR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SANCTIONS
HONG KONG
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- INVESTMENT FIRMS / MIFID FIRMS
ITALY
- ARTIFICIAL INTELLIGENCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE
- CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
- BANKING SUPERVISION
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- LIQUIDITY
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
SPAIN
- BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
SWITZERLAND
- CYBERSECURITY
- DATA STRATREGY
- MARKET INFRASTRUCTURE
- RISK MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- BENCHMARKS REGULATION (BMR)
- CONSUMER PROTECTION
- DIGITAL MARKETS ACT (DMA)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INTERNATIONAL
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
Regwatch May 2024
Regwatch May 2024
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL DATA ACCESS REGULATION (FIDA)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- GOVERNANCE
BRAZIL
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PROSPECTUS / TRANSPARENCY
- RISK MANAGEMENT
- SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
COLOMBIA
- FOREIGN EXCHANGE MARKET (FOREX, FX)
FRANCE
- DIRECTIVE ON CREDIT SERVICES AND CREDIT PURCHASERS
- FINTECH /REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PAYMENTS AND SETTLEMENT SYSTEMS
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
GUERNSEY
- FINANCIAL SUPERVISION
HONG KONG
- CROSS-BORDER ACTIVITIES
- DEPOSITOR PROTECTION RULES
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SECURITIES
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- ARTIFICIAL INTELLIGENCE
- BANKING SUPERVISION
- EUROSYSTEM COLLATERAL MANAGEMENT SYSTEM (ECMS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
JERSEY
- CONSUMER PROTECTION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD/ CRR / BASEL III/IV
- CONSUMER PROTECTION
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- RISK MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTOR PROTECTION / CONSUMER PROTECTION
UNITED KINGDOM
- CONSUMER PROTECTION
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PENSION SCHEMES
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
Regwatch April 2024
Regwatch April 2024
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ELECTRONIC IDENTIFICATION AND TRUST SERVICES FOR ELECTRONIC TRANSACTIONS IN THE INTERNAL MARKET (EIDAS)
- FINANCIAL DATA ACCESS REGULATION (FIDAS)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON WHOLESALE ENERGY MARKET INTEGRITY AND TRANSPARENCY (REMIT)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BRAZIL
- CODE OF CONDUCT
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
FRANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CCPS RECOVERY AND RESOLUTION REGULATION (CCPRRR)
- COMPLAINTS HANDLING
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
HONG KONG
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- GLOBAL ECONOMY AND MARKETS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUPERVISION
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SUPERVISION
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ACT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MALAYSIA
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
MEXICO
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- CYBERSECURITY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- CONSUMER PROTECTION
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE
- BENCHMARKS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PENSION SCHEMES
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
- UK FINANCIAL SERVICES ACT
INTERNATIONAL
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
- PAYMENT AND SETTLEMENT SYSTEMS
Regwatch March 2024
Regwatch March 2024
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- BENCHMARKS REGULATION (BMR)
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- CYBER RESILIENCE ACT
- INSTANT PAYMENTS REGULATION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- CONSUMER PROTECTION
- DATA GOVERNANCE ACT (DGA)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- FINANCIAL SUPERVISION
BRAZIL
- ACCOUNTING
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTMENT MANAGEMENT
- TRADING RULES
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- LISTING / TRADING RULES
GERMANY
- ACCOUNTS AND PAYMENT SERVICES
- DIRECTIVE ON CREDIT SERVICES AND CREDIT PURCHASERS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUPERVISORY REPORTING
HONG KONG
- REGULATORY FEES
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- CONSUMER PROTECTION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- SECURITISATION REGULATION
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
- EU SANCTIONS REGIME
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- CYBERSECURITY
- SUSTAINABLE FINANCE / GREEN FINANCE
MEXICO
- BENCHMARKS
- INTEREST RATE
NETHERLANDS
- FINANCIAL SUPERVISION
SPAIN
- CONSUMER PROTECTION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- TAX SUPERVISION
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CONSUMER PROTECTION
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- UK FINANCIAL SERVICES ACT
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS
Regwatch February 2024
Regwatch February 2024
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON CREDIT RATING AGENCIES (CRAR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
BRAZIL
- AUDIT MATTER
- FINANCIAL INSTITUTIONS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- CONSUMER PROTECTION
- CYBERSECURITY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- EXCHANGE-TRADED FUNDS (ETFS)
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- BANK RECOVERY AND RESOLUTION DIRECTIVE (BRRD)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- DIGITAL FINANCE PACKAGE
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- IT OUTSOURCING
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PENSION SCHEMES
- PROSPECTUS REGULATION
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- CAPITAL MARKETS UNION (CMU)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
JERSEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ACCOUNTING
- INVESTMENT FIRMS / MIFID FIRMS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- RULES OF CONDUCT
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- EXCHANGE-TRADED FUNDS (ETFS)
- FINANCIAL SUPERVISION
SWITZERLAND
- COLLECTIVE INVESTMENT SCHEMES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- TRUSTS
UNITED KINGDOM
- CONSUMER PROTECTION
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- UK FINANCIAL SERVICES ACT
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS
- SUSTAINABLE FINANCE / GREEN FINANCE
Regwatch January 2024
Regwatch January 2024
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- CYBER RESILIENCE ACT
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- ECONOMIC OUTLOOK
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
BRAZIL
- FINANCIAL SUPERVISION
- STOCK MARKET
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- CYBERSECURITY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- WARNING FROM AMF
GERMANY
- ECONOMIC OUTLOOK
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- CODE OF CONDUCT
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
IRELAND
- CONSUMER PROTECTION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
ITALY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- RULES OF CONDUCT
JERSEY
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
LUXEMBOURG
- AUDIT MATTER
- FINANCIAL SUPERVISION
- INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGy (ICT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REPORTING
- TRANSPARENCY DIRECTIVE
NETHERLANDS
- PENSION FUNDS
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- DIGITAL SERVICES ACT
SWITZERLAND
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTMENT LAW
UNITED KINGDOM
- FINANCIAL SERVICES ACT / FINANCIAL INSTITUTIONS ACT
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- FINANCIAL SYSTEM STABILITY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
Regwatch December 2023
Regwatch December 2023
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- BENCHMARKS REGULATION (BMR)
- CYBER RESILIENCE ACT
- EUROPEAN DATA ACT
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- RETAIL FINANCIAL SERVICES
- SECURISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BRAZIL
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
COLOMBIA
- ACCOUNT AND PAYMENT SERVICES
FRANCE
- CYBERSECURITY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
GERMANY
- CAPITAL RAISING PROCESS
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OUTSOURCING
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- DEPOSITOR PROTECTION RULES
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SECURITIES AND FUTURES ACT
IRELAND
- ADMINISTRATIVE PROCEDURE ACT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
ITALY
- ECONOMIC OUTLOOK
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
JERSEY
- FINANCIAL SUPERVISION
LUXEMBOURG
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
MALAYSIA
- STOCK MARKET
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- INVESTOR PROTECTION / CONSUMER PROTECTION
- SUPERVISION
SPAIN
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SWITZERLAND
- ECONOMIC OUTLOOK
- SUSTAINABLE FINANCE / GREEN FINANCE
UNITED KINGDOM
- BENCHMARKS REGULATION (BMR)
- CROSS-BORDER ACTIVITIES
- FINANCIAL PROMOTION REGIME
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MONEY MARKET FUNDS REGULATION (MMFR)
- REMUNERATION POLICIES
- SUSTAINABLE FINANCE / GREEN FINANCE
- UK FINANCIAL SERVICES ACT
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OUTLOOK
- SUSTAINABLE FINANCE / GREEN FINANCE
Regwatch November 2023
Regwatch November 2023
EUROPEAN UNION
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DIGITAL EURO
- EUROPEAN DATA ACT
- EUROPEAN DIGITAL IDENTITY REGULATION (EDIR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- SUSTAINABLE FINANCE / GREEN FINANCE
BRAZIL
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SECURISATION REGULATION
COLOMBIA
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
FRANCE
- SUPERVISORY FEES
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
GUERSENEY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUPERVISORY FEES
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- RETAIL FINANCIAL SERVICES
IRELAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- RULES OF CONDUCT
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CENTRAL ELECTRONIC SYSTEM OF PAYMENT INFORMATION (CESOP)
- CROSS-BORDER DISTRIBUTION
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- STATISTICAL REPORTING
- WHISTLEBLOWER PROTECTION
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
SPAIN
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SWITZERLAND
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
UNITED KINGDOM
- BENCHMARKS REGULATION (BMR)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- ECONOMIC OUTLOOK
- FINANCIAL PROMOTION REGIME
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- SUSTAINABLE FINANCE / GREEN FINANCE
INTERNATIONAL
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
Regwatch October 2023
Regwatch October 2023
EUROPEAN UNION
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DIGITAL EURO
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SMALL AND MEDIUM ENTREPRISES (SMES)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ASSET MANAGEMENT ACTIVITIES
- EU RETAIL INVESTMENT PACKAGE
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINANCIAL SERVICES
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- FRAUD
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
FRANCE
- FINANCIAL SUPERVISION
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- REGULATORY FEES
GERMANY
- DIGITAL ECONOMY
- DIRECTIVE ON REPRESENTATIVE ACTIONS
GUERSENEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- GOVERNANCE
HONG KONG
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- OTC DERIVATIVES
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
- SECURITIES AND FUTURES ACT
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
JERSEY
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATORY FEES
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- FINANCIAL DATA ACCESS REGULATION (FDAR)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
SWITZERLAND
- ASSET MANAGEMENT ACTIVITIES
- CYBERSECURITY
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)
Regwatch September 2023
Regwatch September 2023
EUROPEAN UNION
- DIGITAL MARKETS ACT (DMA)
- EUROPEAN CROWDFOUNDING SERVICE PROVIDERS (ESCP) REGULATION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
- UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)
FRANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
HONG KONG
- CYBERSECURITY
IRELAND
- FINANCIAL SUPERVISION
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIGITAL SERVICES ACT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- REAL ESTATE
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
SPAIN
- ASSET MANAGEMENT ACTIVITIES
UNITED KINGDOM
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- FINANCIAL PROMOTION REGIME
- FINANCIAL SUPERVISION
MONACO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BRAZIL
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
Regwatch July-August 2023
Regwatch July-August 2023
EUROPEAN UNION
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURITISATION REGULATION
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)
GERMANY
- EU RETAIL INVESTMENT PACKAGE
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- WHISTLEBLOWER PROTECTION
HONG KONG
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- OVER-THE-COUNTER DERIVATIVES (OTC)
IRELAND
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
ITALY
- FINANCIAL SUPERVISION
- PROSPECTUS REGULATION
LUXEMBOURG
- ACCOUNTING
- BANKRUPTCY
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- MERGERS & ACQUISITIONS (M&A)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
- REGULATION ON THE COLLECTION OF GRANULAR CREDIT DATA AND CREDIT RISK DATA (ANACREDIT REGULATION)
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- DIGITAL ECONOMY
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- GLOBAL SYSTEMATICALLY IMPORTANT INSTITUTIONS (G-SIIS) / OTHER SYSTEMATICALLY IMPORTANT INSTITUTIONS (O-SIIS)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- RISK MANAGEMENT
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CLEARING OBLIGATIONS
- CONSUMER PROTECTION
- FINANCIAL REPORTING
- FINANCIAL SERVICES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- UK FINANCIAL SERVICES ACT
MONACO
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
BRAZIL
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
MALAYSIA
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- RISK MANAGEMENT
GUERNSEY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
INTERNATIONAL
- SUSTAINABLE FINANCE / GREEN FINANCE
Regwatch June 2023
Regwatch June 2023
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- DIGITAL EURO
- EUROPEAN DIGITAL IDENTITY REGULATION (EDIR)
- FINANCIAL DATA ACCESS REGULATION (FDAR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- CCPS RECOVERY AND RESOLUTION REGULATION (CCPRRR)
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- GOVERNANCE
- RISK MANAGEMENT
GERMANY
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- RISK MANAGEMENT
HONG KONG
- INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
- SECURITIES TRADING
IRELAND
- FINANCIAL SYSTEM STABILITY
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BANKING SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SYSTEM STABILITY
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABLE FINANCE / GREEN FINANCE
- ACCOUNTING
SWITZERLAND
- DIGITAL ECONOMY
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON CREDIT SERVICERS AND CREDIT PURCHASERS
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SECURITIES TRADING
UNITED KINGDOM
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DEPOSITOR PROTECTION RULES
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- UK FINANCIAL SERVICES ACT
BRAZIL
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- SUSTAINABLE FINANCE / GREEN FINANCE
Regwatch May 2023
Regwatch May 2023
EUROPEAN UNION
- ARTIFICIAL INTELLIGENCE ACT (AIA)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- RETAIL INVESTMENT STRATEGIE (RIS)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
FRANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)
BELGIUM
- EUROPEAN MARKETS INFRASTRUCTURE REGULATION (EMIR)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
GERMANY
- WHISTLEBLOWER PROTECTION
HONG KONG
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- SUSTAINABLE FINANCE / GREEN FINANCE
ITALY
- BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
LUXEMBOURG
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWER DIRECTIVE)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE AND REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
- SUSTAINABLE FINANCE DISCLOSURE REGULATION (SFDR)
SWITZERLAND
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
NETHERLANDS
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
MEXICO
- FINANCIAL SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
- TAXONOMIE REGULATION
UNITED KINGDOM
- CONSUMER PROTECTION
- FINANCIAL MARKET AMENDMENT LAW
- INVESTOR PROTECTION / CONSUMER PROTECTION
- PROSPECTUS REGULATION
- WHISTLEBLOWER PROTECTION
BRAZIL
- CONSUMER PROTECTION
- DEPOSITOR PROTECTION RULES
- DISTRIBUTION OF FUNDS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
COLOMBIA
- FINANCIAL BENEFICIARY REGULATIONS
Regwatch April 2023
Regwatch April 2023
EUROPEAN UNION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PAYMENT SERVICES DIRECTIVE (PSD2) / SINGLE EURO PAYMENTS AREA (SEPA)
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- CAPITAL MARKETS UNION (CMU)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INSURANCE
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
IRELAND
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
ITALY
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
LUXEMBOURG
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON SUSTAINABILITY-RELATED DISCLOSURES IN THE FINANCIAL SECTOR (SDR)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)
NETHERLANDS
- BANKING SUPERVISION
- FINANCIAL SERVICES COMPENSATION SCHEME
MEXICO
- BOND MARKETS
SPAIN
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
UNITED KINGDOM
- BENCHMARKS
- CROSS-BORDER ACTIVITIES
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SERVICES
- MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
- SUSTAINABLE FINANCE / GREEN FINANCE
BRAZIL
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PAYMENT SYSTEMS
Regwatch March 2023
Regwatch March 2023
EUROPEAN UNION
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
- DIRECTIVE ON THE DISTANCE MARKETING OF FINANCIAL SERIVCES
- EUROPEAN DATA ACT
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
BELGIUM
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
GERMANY
- MONEY MARKET FUNDS REGULATION (MMFR)
HONG KONG
- CUSTODIANS / DEPOSITARIES
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- SUPERVISORY FEES
IRELAND
- ECONOMIC OUTLOOK
- GOVERNANCE
ITALY
- EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ESCP) REGULATION
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)
- SUPERVISORY FEES
LUXEMBOURG
- ELECTRONIC IDENTIFICATION AND TRUST SERVICES FOR ELECTRONIC TRANSACTIONS IN THE INTERNAL MARKET (EIDAS)
- FINANCIAL INSTITUTIONS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
NETHERLANDS
- INVESTMENT ADVICE
- REGULATION ON SUSTAINABILITY-RELATED DISCLOSURES IN THE FINANCIAL SERVICES SECTOR (SDR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SPAIN
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGIES (DLT REGULATION)
UNITED KINGDOM
- CLEARING OBLIGATIONS
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- FINANCIAL SYSTEM STABILITY
- GREEN FINANCE
- INVESTMENT FIRMS / MIFID FIRMS
- PAYMENT SYSTEMS
- REGULATORY FEES
- SUSTAINABLE FINANCE / GREEN FINANCE
BRAZIL
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL INSTRUMENTS
- SUSTAINABLE FINANCE / GREEN FINANCE
Regwatch January 2023
Regwatch January 2023
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BANKING UNION
- BENCHMARKS REGULATION (BMR)
- DIGITAL EURO
- DIRECTIVE ON THE DISTANCE MARKETING OF FINANCIAL SERIVCES
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- FINANCIAL SUPERVISION
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL INCLUSION
GERMANY
- BANKING MATTERS
- CAPITAL INVESTMENT CODE
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- FINANCIAL SUPERVISION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PAYMENT SERVICES DIRECTIVE (PSD2) / SINGLE EURO PAYMENTS AREA (SEPA)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTOR PROTECTION / CONSUMER PROTECTION
IRELAND
- FINANCIAL SUPERVISION
ITALY
- DIRECTIVE ON COVERED BONDS
- FINANCIAL SUPERVISION
- PROSPECTUS REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MACROECONOMIC FRAMEWORK
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- SWISS FINANCIAL INSTITUTIONS ACT (FINIA)
NETHERLANDS
- BREXIT
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
UNITED KINGDOM
- AUDIT MATTER
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- FINANCIAL SUPERVISION
- INVESTOR PROTECTION / CONSUMER PROTECTION
- PAYMENT SYSTEMS
- PENSION SCHEMES
- REPORTING
BRAZIL
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
INTERNATIONAL
- BENCHMARKS
- CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
- DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- OTC DERIVATIVES
- SUSTAINABLE FINANCE / GREEN FINANCE
Regwatch December 2022
Regwatch December 2022
EUROPEAN UNION
- BREXIT
- CAPITAL MARKETS UNION (CMU) ACTION PLAN
- CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
- DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS)
- DIRECTIVE ON THE RESILIENCE OF CRITICAL ENTITIES (CERD)
- EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ESCP) REGULATION
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- SUSTAINABLE FINANCE / GREEN FINANCE
FRANCE
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- REGULATORY FEES
BELGIUM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
HONG KONG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- LISTING / TRADING RULES
- SUSTAINABLE FINANCE / GREEN FINANCE
IRELAND
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
ITALY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
LUXEMBOURG
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CROSS-BORDER ACTIVITIES
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- PENSION FUNDS
- SUSTAINABLE FINANCE / GREEN FINANCE
NETHERLANDS
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
SPAIN
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
UNITED KINGDOM
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- AUDIT MATTER
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL SERVICES
- INSURANCE
- INVESTOR PROTECTION / CONSUMER PROTECTION
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- PENSION SCHEMES
- REMUNERATION POLICIES
UNITED STATES
- BENCHMARKS
- DIRECTIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
BRAZIL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FOREIGN EXCHANGE MARKET (FOREX, FX)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
COLOMBIA
- REGULATORY FEES
INTERNATIONAL
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)