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RegWatch, notre publication mensuelle de veille juridique et réglementaire, fournit un panorama ciblé des évolutions réglementaires dans les pays où CACEIS est présent.

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July-August 2021

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
  • PROSPECTUS REGULATION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • CENTRAL SECURITES DEPOSITARY REGULATION (CSDR)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

FRANCE

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE OF COVERED BONDS
  • INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATTIONS TECHNLOGY (ICT)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LISTING / TRADING RULES
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PROSPECTUS REGULATION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SFR)
  • SECURITIES AND FUTURES ACT
  • TRADING RULES

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL SUPERVISION
  • INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATTIONS TECHNLOGY (ICT)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • IT OUTSOURCING
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

  • ANTI-COUNTERFEITING MEASURES
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • COMPANY LAW
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

ITALY

  • FINANCIAL SUPERVISION
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • IT OUTSOURCING
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • COVID-19 REGULATORY MEASURES
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • OUTSOURCING ARRANGEMENTS
  • SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • SWISS FINANCIAL INSTITUTIONS ACT (FINIA)

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • OUTSOURCING
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SPAIN

  • BREXIT
  • DIVIDEND DISTRIBUTION

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • LISTING / TRADING RULES
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

BRAZIL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • FINANCIAL REPORTING
  • FINANCIAL SERVICES INTERMEDIARIES
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LISTING / TRADING RULES
  • SECURITIES TRADING

COLOMBIA

  • BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)

UNITED STATES

  • BENCHMARKS
  • SECURITIES AND FUTURES ACT

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • OVER-THE-COUNTER DERIVATIVES (OTC)
RegWatch, CACEIS Regulatory Watch publication

June 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

October 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2019

CACEIS Regulatory Watch Newsletter