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RegWatch, our monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a client and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

October 2021

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • CAPITAL MARKETS UNION (CMU)
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LISTING / TRADING RULES
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • DIRECTIVE ON COVERED BONDS
  • FINANCIAL REPORTING

GERMANY

  • OUTSOURCING
  • PROSPECTUS REGULATION

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CODE OF CONDUCT
  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LISTING / TRADING RULES

IRELAND

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

ITALY

  • FINANCIAL REPORTING
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • IT OUTSOURCING
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SWITZERLAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

NETHERLANDS

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • DIRECTIVE ON COVERED BONDS
  • EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ESCP) REGULATION
  • FINANCIAL MARKET AMENDMENT LAW
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE

SPAIN

  • CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)

UNITED KINGDOM

  • BENCHMARKS REGULATION (BMR)
  • CORPORATE RE-DOMICIALITION REGIME
  • FINANCIAL SUPERVISION
  • INVESTMENT FIRMS PRUDENTIAL REGIME (IFPR)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED STATES

  • FINANCIAL SUPERVISION

BRAZIL

  • ACCOUNTING
  • FINANCIAL SUPERVISION
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • SECURITIES TRADING
  • SUPERVISORY FEES

COLOMBIA

  • CAPITAL RAISING PROCESS
  • FINANCIAL SUPERVISION
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • WARNING

MEXICO

  • BENCHMARKS
  • SECURITES FINANCING TRANSACTIONS (SFTS)

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
RegWatch, CACEIS Regulatory Watch publication

September 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

October 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2020

CACEIS Regulatory Watch Newsletter