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RegWatch, our monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a client and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

March 2022

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
  • DIGITAL MARKETS ACT (DMA)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • ELECTRONIC IDENTIFICATION AND TRUST SERVICES FOR ELECTRONIC TRANSACTIONS IN THE INTERNAL MARKET (EIDAS)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

BELGIUM

  • ACCOUNTING
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BANKING SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

HONG KONG

  • CODE OF CONDUCT
  • COMPLAINTS-HANDLING
  • CYBERSECURITY
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • GOVERNANCE
  • LISTING / TRADING RULES
  • REGULATORY FEES
  • SUPERVISORY REPORTING

IRELAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • UKRAINE - TEMPORARY CRISIS FRAMEWORK

ITALY

  • EU FINANCIAL SANCTIONS IN RESPONSE TO THE CRISIS IN UKRAINE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • DORMANT ACCOUNTS
  • EU FINANCIAL SANCTIONS IN RESPONSE TO THE CRISIS IN UKRAINE / INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LISTING / TRADING RULES
  • WARNING

SWITZERLAND

  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • CLEARING OBLIGATIONS
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

  • GOVERNANCE

MEXICO

  • GOVERNANCE

SPAIN

  • BANKING SUPERVISION
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CORPORATE REPORTING
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • DEBT MANAGEMENT
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FOREIGN EXCHANGE MARKET (FOREX, FX)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
  • PROSPECTUS REGULATION
  • UKRAINE - TEMPORARY CRISIS FRAMEWORK

UNITED STATES

  • FINANCIAL SUPERVISION

MONACO

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PROSPECTUS REGULATION

BRAZIL

  • ACCOUNTING
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LISTING / TRADING RULES
  • SECURITIES
  • SHAREHOLDER PROPOSALS

COLOMBIA

  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • FOREIGN EXCHANGE

INTERNATIONAL

  • EU FINANCIAL SANCTIONS IN RESPONSE TO THE CRISIS IN UKRAINE
  • REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
RegWatch, CACEIS Regulatory Watch publication

October 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

October 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2021

CACEIS Regulatory Watch Newsletter