aller au menu aller au contenu

RegWatch, our monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a client and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

July-August 2023

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
  • SECURITISATION REGULATION
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
  • UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)

GERMANY

  • EU RETAIL INVESTMENT PACKAGE
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • WHISTLEBLOWER PROTECTION

HONG KONG

  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • OVER-THE-COUNTER DERIVATIVES (OTC)

IRELAND

  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

ITALY

  • FINANCIAL SUPERVISION
  • PROSPECTUS REGULATION

LUXEMBOURG

  • ACCOUNTING
  • BANKRUPTCY
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • DEPOSIT GUARANTEE SCHEME DIRECTIVE (DGSD)
  • FINANCIAL SUPERVISION
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • MERGERS & ACQUISITIONS (M&A)
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
  • REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
  • REGULATION ON THE COLLECTION OF GRANULAR CREDIT DATA AND CREDIT RISK DATA (ANACREDIT REGULATION)
  • SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

  • DIGITAL ECONOMY
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • GLOBAL SYSTEMATICALLY IMPORTANT INSTITUTIONS (G-SIIS) / OTHER SYSTEMATICALLY IMPORTANT INSTITUTIONS (O-SIIS)
  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
  • RISK MANAGEMENT

SPAIN

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CLEARING OBLIGATIONS
  • CONSUMER PROTECTION
  • FINANCIAL REPORTING
  • FINANCIAL SERVICES
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • UK FINANCIAL SERVICES ACT

MONACO

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

BRAZIL

  • FINANCIAL SUPERVISION
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY

MALAYSIA

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • RISK MANAGEMENT

GUERNSEY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

INTERNATIONAL

  • SUSTAINABLE FINANCE / GREEN FINANCE
RegWatch, CACEIS Regulatory Watch publication

January 2024

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

October 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

October 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2022

CACEIS Regulatory Watch Newsletter

Important information – CACEIS’ corporate identity is currently being used to sell fraudulent term deposit products. CACEIS has nothing to do with such offers and does not even sell investment products. Please be vigilant and avoid becoming the victim of this type of fraud.
x