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RegWatch, our monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a client and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

January 2022

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON SHORT SELLING AND CERTAIN ASPECTS OF CREDIT DEFAULT SWAPS

FRANCE

  • FINANCIAL SUPERVISION
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REGULATION ON A PILOT REGIMEFOR MARKET INFRASTRUCTURES BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)

BELGIUM

  • COVID-19 REGULATORY MEASURES
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • PROSPECTUS REGULATION
  • TRANSPARENCY DIRECTIVE

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • FOREIGN EXCHANGE
  • GOVERNANCE

IRELAND

  • CONSUMER PROTECTION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COMPANY LAW
  • CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

SWITZERLAND

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

SPAIN

  • GOVERNANCE

UNITED KINGDOM

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • FINANCIAL PROMOTION REGIME
  • FINANCIAL SUPERVISION
  • GOVERNANCE
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED STATES

  • CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SECURITIES
  • SECURITIES EXCHANGE ACT

MONACO

  • FINANCIAL SUPERVISION

BRAZIL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL SUPERVISION
  • INTERNATIONAL FINANCIAL REPORTING STANDARDS (IFRS)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

COLOMBIA

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LIST / TRADING RULES

INTERNATIONAL

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
RegWatch, CACEIS Regulatory Watch publication

October 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

October 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2021

CACEIS Regulatory Watch Newsletter