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RegWatch, our monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a client and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

July-August 2024

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ARTIFICIAL INTELLIGENCE ACT (AIA)
  • INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
  • SUSTAINABILITY
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABILITY

BRAZIL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • ARTIFICIAL INTELLIGENCE
  • CAPITAL MARKETS UNION (CMU)
  • FINANCIAL INSTRUMENTS
  • FINANCIAL SUPERVISION
  • FINANCIAL SYSTEM STABILITY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • REMUNERATION POLICIES
  • SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)

COLOMBIA

  • SECURITIES

FRANCE

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • LIQUIDITY
  • PAYMENT AND SETTLEMENT SYSTEMS
  • REPORTING
  • SUPERVISION
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL RAISING PROCESS
  • DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
  • SUSTAINABILITY
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • UCITS V / ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)

HONG KONG

  • BANK CRISIS MANAGEMENT AND DEPOSIT INSURANCE (CMDI)
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

IRELAND

  • COMPANY LAW
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUPERVISION

ITALY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
  • EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
  • FINANCIAL SUPERVISION
  • INTERNAL CONTROL
  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
  • SECURITIES
  • SECURITISATION REGULATION
  • SUSTAINABILITY

JERSEY

  • BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

LUXEMBOURG

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BLOCKCHAIN / DISTRIBUTION LEDGER TECHNOLOGY (DLT)SUPERVISION
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • CUSTODIANS / DEPOSITARIES
  • DIRECTIVE ON CREDIT SERVICERS AND CREDIT PURCHASERS
  • EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
  • SUSTAINABLE FINANCE / GREEN FINANCE

MALAYSIA

  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • CYBERSECURITY
  • GOVERNANCE
  • NON-BANK FINANCIAL INTERMEDIATION

MEXICO

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

  • FINANCIAL SUPERVISION
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

SPAIN

  • REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)

SWITZERLAND

  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BOND MARKETS
  • CRYPTOASSET / CRYPTOCURRENCY / VIRTUAL CURRENCY
  • FINANCIAL SUPERVISION
  • FINANCIAL SYSTEM STABILITY
  • GOVERNANCE
  • INTEREST RATE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABILTY
  • LISTING / TRADING RULES

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
RegWatch, CACEIS Regulatory Watch publication

June 2024

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2024

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2024

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2024

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2024

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2024

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

October 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2023

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2022

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2022

CACEIS Regulatory Watch Newsletter

Important information – CACEIS’ corporate identity is currently being used to sell fraudulent offer relating to placements or investments. CACEIS has nothing to do with such offers, please be vigilant and avoid becoming the victim of this type of fraud. You can consult blacklists and alerts from authorities on the ABEIS website.
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