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RegWatch, our monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a client and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

April 2021

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
  • BREXIT
  • EU GLOBAL HUMAN RIGHTS SANCTIONS REGIME (EUGHRSR)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • SECURITIES FINANCING TRANSACTIONS REGULATION REGULATION (SFTR)
  • SECURITIES LENDING
  • SECURITISATION / COVID-19 REGULATORY MEASURES
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • ASSET MANAGEMENT ACTIVITIES
  • COVID-19 REGULATORY MEASURES
  • CYBERSECURITY
  • DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
  • FINANCIAL SUPERVISION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REPORTING
  • SUPERVISION
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • PROSPECTUS REGULATION

GERMANY

  • PROSPECTUS REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • LISTING / TRADING RULES

IRELAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • EU GLOBAL HUMAN RIGHTS SANCTIONS REGIME (EUGHRSR)
  • EUROPEAN CROWDFUNDING SERVICE PROVIDERS (ECSP) REGULATION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)

ITALY

  • FINANCIAL REPORTING
  • GOVERNANCE
  • PROSPECTUS REGULATION
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • SUPERVISORY REPORTING

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PROSPECTUS REGULATION
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)

SWITZERLAND

  • FINANCIAL SUPERVISION

NETHERLANDS

  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PENSION SCHEMES
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON PAN-EUROPEAN PERSONAL PENSION PRODUCT (PEPP)

SPAIN

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
  • LISTING / TRADING RULES
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)

UNITED KINGDOM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CODE OF CONDUCT
  • CYBERSECURITY
  • FINANCIAL SUPERVISION
  • FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • INVESTOR PROTECTION / CONSUMER PROCTECTION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • INVESTOR PROTECTION / CONSUMER PROTECTION
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REMUNERATION
  • REPURCHASE AGREEMENT (REPO)
  • SENIOR MANAGERS & CERTIFICATE REGIME (SM&CR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

INTERNATIONAL

  • SECURITIES
RegWatch, CACEIS Regulatory Watch publication

June 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2021

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

October 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

September 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July-August 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

June 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

May 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

April 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

March 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

February 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

January 2020

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

December 2019

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

November 2019

CACEIS Regulatory Watch Newsletter