Publicaciones

CACEIS News

Todas las ediciones de la categoría CACEIS News

 

 

RegWatch

October 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • ARTIFICIAL INTELLIGENCE (AI)
  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • DIGITAL FINANCE PACKAGE
  • DIRECTIVE ON ADMINISTRATIVE COOPERATION IN THE FIELD OF TAXATION (DAC 6)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKET ABUSE DIRECTIVE & REGULATION (MAD / MAR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

FRANCE

  • BANKING SUPERVISION
  • BREXIT
  • COVID-19 REGULATORY MEASURES
  • FINANCIAL MARKET AMEDMENT LAW
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PAYMENT SERVICES DIRECTIVE(PSD2)
  • PROSPECTUS REGULATION
  • SECURITISATION REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • DIRECTIVE ON COVERED BONDS
  • FINANCIAL SUPERVISION
  • INFORMATION TECHNOLOGY (IT) / INFORMATION AND COMMUNICATIONS TECHNOLOGY (ICT)

HONG KONG

  • BENCHMARKS REGULATION (BMR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

IRELAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • GOVERNANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

ITALY

  • COVID-19 REGULATORY MEASURES
  • FINANCIAL REPORTING
  • INTEREST RATE
  • SUSTAINABLE FINANCE
  • TRADE LAW

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • CYBERSECURITY
  • DIRECTIVE ON SECURITY OF NETWORK AND INFORMATION SYSTEMS (NIS DIRECTIVE)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • OUTSOURCING ARRANGEMENTS
  • SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BREXIT
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL SUPERVISION

SWITZERLAND

  • BENCHMARKS REGULATION (BMR)
  • BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
  • COVID-19 REGULATORY MEASURES
  • CYBERSECURITY
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • FINTECH /REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • SECURITIES
  • SWISS FINANCIAL SERVICES ACT (FINSA)

UNITED KINGDOM

  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSETS / CRYPTOCURRENCIES / VIRTUAL CURRENCIES
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SERVICES
  • FINANCIAL SUPERVISION
  • FINTECH /REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
  • RESOLUTION & RECOVERY
  • SENIOR MANAGERS & CERTIFICATION REGIME (SM&CR)

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • COVID-19 REGULATORY MEASURES
  • CROSS-BORDER TRANSACTION
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • GLOBAL ECONOMY & MARKETS
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

Todas las ediciones de la categoría REGWATCH

 

 

Corporate

Todas las ediciones de la categoría CORPORATE

 

 

Reference Papers

Fund Governance

A Funds Europe survey in partnership with CACEIS

Fund governance encompasses many issues including boardroom effectivity and outsourcing, and it has numerous touchpoints within ESG. This report visits many of these issues.

With the current Covid-19 pandemic, the action of fund boards has reached a high point of complexity and importance – but even before the outbreak, boardrooms were being called on to step up their level of fund governance under the FCA Assessment of Value regime in the UK.

In this survey, Funds Europe, in partnership with CACEIS, gauges perceptions on the value that independent directors bring to fund boards and how well fund infrastructures, such as delegated authorised corporate directors and third-party management companies – which play a vital role in investors’ protection – are understood.

Todas las ediciones de la categoría Reference Papers

CACEIS Emetteurs

CACEIS Emetteurs N°15 — Mars 2018

L’actualité des services aux émetteurs

 

  • Témoignage client : Sopra Steria Group
  • OLIS Corporates, le nouvel outil web dédié à l'émetteur
  • Assemblées Générales : activité de CACEIS en 2017
  • Interview de Sylvie Sintes, Responsable Opérations Actionnariat Nominatif
  • Augmentations de capital réservées : enrichissement de l'offre CACEIS
  • Principaux impacts sur l'administration des titres des réformes fiscales votées fin 2017

Todas las ediciones de la categoría CACEIS émetteurs

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

Todas las ediciones de la categoría Decryptage

 

 

EDHEC-Risk Institute

Multi-Dimensional Risk and Performance Analysis for Equity Portfolios

An EDHEC-Risk Institute Publication

In this study, EDHEC-Risk Institute explores a novel approach to address the challenge raised by the standard investment practice of treating attributes as factors, with respect to how to perform a consistent risk and performance analysis for equity portfolios across multiple dimensions that incorporate micro attributes.

All issues from category EDHEC-Risk