May 2020
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
- COVID-19 REGULATORY MEASURES
- CROSS-BORDER INVESTMENTS
- CYBERSECURITY
- DAC 6
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL REPORTING (FINREP)
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
- SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
- SECURITISATION REGULATION
EUROPE INTERNATIONAL
- SUSTAINABLE FINANCE / GREEN FINANCE
BELGIUM
- COVID-19 REGULATORY MEASURES
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- TRANSPARENCY DIRECTIVE
FRANCE
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
- COVID-19 REGULATORY MEASURES
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REULATION (EPR)
- FINANCIAL MARKET AMENDMENT LAW
- FINANCIAL MARKET INFRASTRUCTURE
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- GUARANTEE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
- MONEY MARKET FUNDS REGULATION (MMFR)
- PENSION SCHEMES
- SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
- STOCK OPTIONS
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- AUDIT MATTER
- COVID-19 REGULATORY MEASURES
HONG KONG
- COMPLEX FINANCIAL PRODUCTS
- COVID-19 REGULATORY MEASURES
IRELAND
- COVID-19 REGULATORY MEASURES
ITALY
- COVID-19 REGULATORY MEASURES
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- FINANCIAL MARKET INFRASTRUCTURE
- GOVERNANCE
- MIFID II
- PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
- TRADING RULES
LUXEMBOURG
- ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BENCHMARKS REGULATION (BMR)
- COVID-19 REGULATORY MEASURES
- DAC 6
- DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
- EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
NETHERLANDS
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- BANKING MATTERS
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- FINANCIAL REPORTING
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
SWITZERLAND
- COVID-19 REGULATORY MEASURES
- AUDIT MATTER
- CYBERSECURITY
- FINANCIAL MARKET INFRASTRUCTURE
- FINANCIAL REPORTING
- FINANCIAL SUPERVISION
- INSURANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
UNITED KINGDOM
- BREXIT
- COVID-19 REGULATORY MEASURES
INTERNATIONAL
- BENCHMARKS REGULATION (BMR)
- IFRS APPLICATION IN FINANCIAL STATEMENTS
- MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
- IOSCO CONSULTS ON OUTSOURCING PRINCIPLES TO ENSURE OPERATIONAL RESILIENCE