The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.
For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.
RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.
You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.
February 2024
CACEIS Regulatory Watch Newsletter
EUROPEAN UNION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- REGULATION ON CREDIT RATING AGENCIES (CRAR)
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- SECURITISATION REGULATION
- SUSTAINABLE FINANCE / GREEN FINANCE
- GOVERNANCE
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON DIGITAL OPERATIONAL RESILIENCE FOR THE FINANCIAL SECTOR (DORA)
- AUDIT MATTER
- FINANCIAL INSTITUTIONS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
- CONSUMER PROTECTION
- CYBERSECURITY
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
- EXCHANGE-TRADED FUNDS (ETFS)
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- SUSTAINABLE FINANCE / GREEN FINANCE
GERMANY
- BANK RECOVERY AND RESOLUTION DIRECTIVE (BRRD)
- DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
- DIGITAL FINANCE PACKAGE
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- IT OUTSOURCING
- MARKETS IN FINANCIAL INSTRUMENTS AND REGULATION (MIFID / MIFIR)
- PENSION SCHEMES
- PROSPECTUS REGULATION
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL SUPERVISION
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- SUSTAINABLE FINANCE / GREEN FINANCE
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- CAPITAL MARKETS UNION (CMU)
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- ACCOUNTING
- INVESTMENT FIRMS / MIFID FIRMS
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- REGULATION ON MARKETS IN CRYPTO-ASSETS (MICA)
- REGULATION ON SCREENING OF FOREIGN DIRECT INVESTMENTS (FDI SCREENING REGULATION)
- SUSTAINABLE FINANCE / GREEN FINANCE
MALAYSIA
- ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
- FINANCIAL MARKET INFRASTRUCTURE (FMI)
- FINTECH / REGTECH / BIGTECH / SUPTECH / DIGITAL ECONOMY
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- RULES OF CONDUCT
- SUSTAINABLE FINANCE / GREEN FINANCE
- CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
- EXCHANGE-TRADED FUNDS (ETFS)
- FINANCIAL SUPERVISION
- COLLECTIVE INVESTMENT SCHEMES
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- TRUSTS
UNITED KINGDOM
- CONSUMER PROTECTION
- FINANCIAL SUPERVISION
- INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
- UK FINANCIAL SERVICES ACT
INTERNATIONAL
- DERIVATIVE FINANCIAL INSTRUMENTS
- SUSTAINABLE FINANCE / GREEN FINANCE
All issues from category REGWATCH