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September 2019

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • European Market Infrastructure Regulation (EMIR)
  • Investment funds / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)

BELGIUM

  • CAPITAL REQUIREMENTS / CRD / CRR/ BASEL III/IV
  • GOVERNANCE
  • MORTGAGE CREDIT DIRECTIVE (MCD)
  • PENSION SCHEMES
  • UCITS V / ALTERNATIVE INVESTMENT FUNDS MANAGER DIRECTIVE (AIFMD)

FRANCE

  • BREXIT
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • Financial Market Infrastructure
  • Financial SUPERVISION
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • PAYMENT SERVICES DIRECTIVE (PSD)
  • PROSPECTUS Regulation

GERMANY

  • DAC 6
  • DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
  • Investment funds / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • packaged retail and insurance-based investment products (priipS)

HONG KONG

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Code of Conduct
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • OVER-THE-COUNTER DERIVATIVES (OTC)

IRELAND

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management

ITALY

  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • SUPERVISORY REPORTING

LUXEMBOURG

  • Brexit
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management

NETHERLANDS

  • BENCHMARKS REGULATION (BMR)
  • LISTING / TRADING RULES

SWITZERLAND

  • FINANCIAL SERVICES ACT (LSFIN) / FINANCIAL INSTITUTIONS ACT (LEFIN)
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • OTC DERIVATIVES

UNITED KINGDOM

  • BENCHMARKS REGULATION (BMR)
  • BREXIT
  • Financial SUPERVISION
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • MARKET ABUSE DIRECTIVE AND REGULATION (MAD / MAR)
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)

INTERNATIONAL

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • Benchmarks Regulation (BMR)
RegWatch, CACEIS Regulatory Watch publication

April 2020

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March 2020

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February 2020

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January 2020

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December 2019

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November 2019

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October 2019

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July August 2019

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