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CACEIS News

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RegWatch

May 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • CROSS-BORDER INVESTMENTS
  • CYBERSECURITY
  • DAC 6
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL REPORTING (FINREP)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SECURITISATION REGULATION

EUROPE INTERNATIONAL

  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • COVID-19 REGULATORY MEASURES
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • TRANSPARENCY DIRECTIVE

FRANCE

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REULATION (EPR)
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL MARKET INFRASTRUCTURE
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • GUARANTEE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PENSION SCHEMES
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • STOCK OPTIONS
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • AUDIT MATTER
  • COVID-19 REGULATORY MEASURES

HONG KONG

  • COMPLEX FINANCIAL PRODUCTS
  • COVID-19 REGULATORY MEASURES

IRELAND

  • COVID-19 REGULATORY MEASURES

ITALY

  • COVID-19 REGULATORY MEASURES
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL MARKET INFRASTRUCTURE
  • GOVERNANCE
  • MIFID II
  • PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
  • TRADING RULES

LUXEMBOURG

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • COVID-19 REGULATORY MEASURES
  • DAC 6
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BANKING MATTERS
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • FINANCIAL REPORTING
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

  • COVID-19 REGULATORY MEASURES
  • AUDIT MATTER
  • CYBERSECURITY
  • FINANCIAL MARKET INFRASTRUCTURE
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • INSURANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

UNITED KINGDOM

  • BREXIT
  • COVID-19 REGULATORY MEASURES

INTERNATIONAL

  • BENCHMARKS REGULATION (BMR)
  • IFRS APPLICATION IN FINANCIAL STATEMENTS
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • IOSCO CONSULTS ON OUTSOURCING PRINCIPLES TO ENSURE OPERATIONAL RESILIENCE

All issues from category REGWATCH

Corporate

Corporate Brochure 2020

Global Asset Servicing Partner

CACEIS is an asset servicing bank specialising in post-trade functions related to administration and monitoring of all asset classes. With a solid IT infrastructure, we provide execution, clearing, custody, depositary and asset valuation services in markets worldwide to assist institutional and corporate clients in meeting their business development objectives.

All issues from category CORPORATE

Reference Papers

Fund Governance

A Funds Europe survey in partnership with CACEIS

Fund governance encompasses many issues including boardroom effectivity and outsourcing, and it has numerous touchpoints within ESG. This report visits many of these issues.

With the current Covid-19 pandemic, the action of fund boards has reached a high point of complexity and importance – but even before the outbreak, boardrooms were being called on to step up their level of fund governance under the FCA Assessment of Value regime in the UK.

In this survey, Funds Europe, in partnership with CACEIS, gauges perceptions on the value that independent directors bring to fund boards and how well fund infrastructures, such as delegated authorised corporate directors and third-party management companies – which play a vital role in investors’ protection – are understood.

All issues from category Reference Papers

 

 

CACEIS Emetteurs

CACEIS Emetteurs N°15 — Mars 2018

L’actualité des services aux émetteurs

 

  • Témoignage client : Sopra Steria Group
  • OLIS Corporates, le nouvel outil web dédié à l'émetteur
  • Assemblées Générales : activité de CACEIS en 2017
  • Interview de Sylvie Sintes, Responsable Opérations Actionnariat Nominatif
  • Augmentations de capital réservées : enrichissement de l'offre CACEIS
  • Principaux impacts sur l'administration des titres des réformes fiscales votées fin 2017

All issues from category CACEIS émetteurs

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

All issues from category Decryptage

EDHEC-Risk Institute

Multi-Dimensional Risk and Performance Analysis for Equity Portfolios

An EDHEC-Risk Institute Publication

In this study, EDHEC-Risk Institute explores a novel approach to address the challenge raised by the standard investment practice of treating attributes as factors, with respect to how to perform a consistent risk and performance analysis for equity portfolios across multiple dimensions that incorporate micro attributes.

All issues from category EDHEC-Risk