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November 2021

EUROPEAN UNION

  • ARTIFICIAL INTELLIGENCE ACT (AIA)
  • BENCHMARKS REGULATION (BMR)
  • CAPITAL MARKETS UNION (CMU)
  • CAPITAL MARKETS UNION (CMU) ACTION PLAN
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • CENTRAL COUNTERPARTY CLEARING HOUSE (CCP)
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • DIGITLA FINANCE PACKAGE
  • EUROPEAN CROWDFOUNDING SERVICE PROVIDERS (ECSP) REGULATION
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • EUROPEAN SINGLE ACCESS POINT FOR FINANCIAL AND NON-FINANCIAL INFORMATION (ESAP)
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PACKAGED RETAIL AND INSURANCE-BASED INVESTMENT PRODUCTS (PRIIPS)
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)
  • REGULATION ON A PILOT REGIME FOR MARKET INFRASTRUCTURE BASED ON DISTRIBUTED LEDGER TECHNOLOGY (DLT REGULATION)
  • SUSTAINABLE FINANCE / GREEN FINANCE

FRANCE

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • FIGHT AGAINST CORRUPTION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • RESIDENTIAL REAL ESTATE (RRE)
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • WARNING

BELGIUM

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • AUDIT MATTER
  • FINANCIAL SUPERVISION

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE

HONG KONG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CODE OF CONDUCT
  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • OVER-THE-COUNTER DERIVATIVES (OTC)

IRELAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • DIRECTIVE ON COVERED BONDS
  • SUSTAINABLE FINANCE / GREEN FINANCE

ITALY

  • BLOCKCHAIN / DISTRIBUTED LEDGER TECHNOLOGY (DLT)
  • PROSPECTUS REGULATION
  • SECURITISATION REGULATION

LUXEMBOURG

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • COVID-19 REGULATORY MEASURES
  • CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
  • CYBERSECURITY
  • FINANCIAL MARKET INFRASTRUCTURE (FMI)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • SUSTAINABLE FINANCE / GREEN FINANCE

NETHERLANDS

  • FINANCIAL SUPERVISION
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • OUTSOURCING
  • PRUDENTIAL REQUIREMENTS FOR INVESTMENT FIRMS DIRECTIVE & REGULATION (IFD / IFR)

SPAIN

  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • REPORTING
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED KINGDOM

  • CODE OF CONDUCT
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL SUPERVISION
  • INVESTMENT FIRMS PRUDENTIAL REGIME (IFPR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED STATES

  • BREXIT
  • CRYPTOASSET / CRYPTOCURRENCY / VITUAL CURRENCY
  • CYBERSECURITY
  • DATA PROTECTION - EU-US PRIVACY SHIELD

BRAZIL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CODE OF CONDUCT
  • GOVERNANCE

COLOMBIA

  • FINANCIAL SUPERVISION

MONACO

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)

INTERNATIONAL

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • DERIVATIVE FINANCIAL INSTRUMENTS (DERIVATIVES)
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • SUSTAINABLE FINANCE / GREEN FINANCE
Important information – CACEIS’ corporate identity is currently being used to sell fraudulent offer relating to placements or investments. CACEIS has nothing to do with such offers, please be vigilant and avoid becoming the victim of this type of fraud. You can consult blacklists and alerts from authorities on the ABEIS website.
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