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RegWatch

October 2019

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • BENCHMARKS REGULATION (BMR)
  • packaged retail and insurance-based investment products (priipS)
  • BREXIT
  • CENTRAL SECURITIES DEPOSITARY REGULATION (CSDR)
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • European Market Infrastructure Regulation (EMIR)
  • MARKET ABUSE DIRECTIVE AND REGULATION (MAD / MAR)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • PROSPECTUS REGULATION
  • SUSTAINABLE FINANCE / GREEN FINANCE
  • TAX TRANSPARENCY

BELGIUM

  • Investment funds / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • PROSPECTUS REGULATION

FRANCE

  • DAC 6
  • Investment funds / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • PROSPECTUS REGULATION

GERMANY

  • MARKET ABUSE DIRECTIVE AND REGULATION (MAD / MAR)

HONG KONG

  • CONSUMER PROTECTION
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REGULATION (EPR)

IRELAND

  • FINANCIAL SUPERVISION

ITALY

  • BREXIT
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • European Market Infrastructure Regulation (EMIR)
  • GOVERNANCE
  • PROFESSIONALS OF THE FINANCIAL SECTOR (PFS)
  • PROSPECTUS REGULATION

LUXEMBOURG

  • Brexit
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management

NETHERLANDS

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • European Market Infrastructure Regulation (EMIR)
  • FINANCIAL MARKET AMENDMENT LAW
  • FOREIGN ACCOUNT TAX COMPLIANCE ACT (FATCA)

SWITZERLAND

  • AUTOMATIC EXCHANGE OF INFORMATION
  • PENSION FUNDS
  • SUSTAINABLE FINANCE / GREEN FINANCE

UNITED KINGDOM

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
  • ARTIFICIAL INTELLIGENCE (AI)
  • BREXIT
  • Financial SUPERVISION
  • Investment Funds / Collective Investment Schemes (CIS) / Asset Management
  • MARKET ABUSE DIRECTIVE AND REGULATION (MAD / MAR)
  • Markets in financial instruments Directive and Regulation (MiFID II / MiFIR)
  • REPORTING
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)

INTERNATIONAL

  • Anti-money laundering / Combating the financing of terrorism (AML / CFT)
RegWatch, CACEIS Regulatory Watch publication

September 2019

CACEIS Regulatory Watch Newsletter

RegWatch, CACEIS Regulatory Watch publication

July August 2019

CACEIS Regulatory Watch Newsletter