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Regulatory environment

Regulatory Watch

The regulatory watch section, published by CACEIS’s experts, provides the essential information on the main National, European and International regulatory developments that impact the activities of our clients, and more broadly the sphere of Asset Servicing.

For each regulation, you will find the main provisions, the key dates, the scope of the application and the related articles.

RegWatch, CACEIS's monthly regulatory monitoring publication, provides a focused overview of regulatory developments in countries where CACEIS is present.

You are a customer and you wish to receive RegWatch? Please send a request to your usual contact at CACEIS.

AEOI
AIFM
BREXIT
ELTIF
EMIR
ESG
FATCA
MiFID / MiFIR
Money Market Funds
PRIIPs
Solvency II
UCITS V

RegWatch

May 2020

CACEIS Regulatory Watch Newsletter

EUROPEAN UNION

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • CENTRAL SECURITIES DEPOSITORY REGULATION (CSDR)
  • COVID-19 REGULATORY MEASURES
  • CROSS-BORDER INVESTMENTS
  • CYBERSECURITY
  • DAC 6
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL REPORTING (FINREP)
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
  • SECURITIES FINANCING TRANSACTIONS REGULATION (SFTR)
  • SECURITISATION REGULATION

EUROPE INTERNATIONAL

  • SUSTAINABLE FINANCE / GREEN FINANCE

BELGIUM

  • COVID-19 REGULATORY MEASURES
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • TRANSPARENCY DIRECTIVE

FRANCE

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • COVID-19 REGULATORY MEASURES
  • DATA PROTECTION / GENERAL DATA PROTECTION REGULATION (GDPR) / EPRIVACY REULATION (EPR)
  • FINANCIAL MARKET AMENDMENT LAW
  • FINANCIAL MARKET INFRASTRUCTURE
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • GUARANTEE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
  • MONEY MARKET FUNDS REGULATION (MMFR)
  • PENSION SCHEMES
  • SHAREHOLDERS' RIGHTS DIRECTIVE (SRD II)
  • STOCK OPTIONS
  • SUSTAINABLE FINANCE / GREEN FINANCE

GERMANY

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • AUDIT MATTER
  • COVID-19 REGULATORY MEASURES

HONG KONG

  • COMPLEX FINANCIAL PRODUCTS
  • COVID-19 REGULATORY MEASURES

IRELAND

  • COVID-19 REGULATORY MEASURES

ITALY

  • COVID-19 REGULATORY MEASURES
  • EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
  • FINANCIAL MARKET INFRASTRUCTURE
  • GOVERNANCE
  • MIFID II
  • PRUDENTIAL SUPERVISION / SINGLE SUPERVISORY MECHANISM (SSM) / SINGLE RESOLUTION MECHANISM (SRM) / SINGLE RESOLUTION FUND (SRF)
  • TRADING RULES

LUXEMBOURG

  • ALTERNATIVE INVESTMENT FUND MANAGERS DIRECTIVE (AIFMD)
  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BENCHMARKS REGULATION (BMR)
  • COVID-19 REGULATORY MEASURES
  • DAC 6
  • DIRECTIVE ON THE PROTECTION OF PERSONS WHO REPORT BREACHES OF UNION LAW (WHISTLEBLOWERS DIRECTIVE)
  • EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

NETHERLANDS

  • ANTI-MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM (AML / CFT)
  • BANKING MATTERS
  • CAPITAL REQUIREMENTS / CRD / CRR / BASEL III/IV
  • FINANCIAL REPORTING
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MiFID II / MiFIR)
  • SUSTAINABLE FINANCE / GREEN FINANCE

SWITZERLAND

  • COVID-19 REGULATORY MEASURES
  • AUDIT MATTER
  • CYBERSECURITY
  • FINANCIAL MARKET INFRASTRUCTURE
  • FINANCIAL REPORTING
  • FINANCIAL SUPERVISION
  • INSURANCE
  • INVESTMENT FUNDS / COLLECTIVE INVESTMENT SCHEMES (CIS) / ASSET MANAGEMENT

UNITED KINGDOM

  • BREXIT
  • COVID-19 REGULATORY MEASURES

INTERNATIONAL

  • BENCHMARKS REGULATION (BMR)
  • IFRS APPLICATION IN FINANCIAL STATEMENTS
  • MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND REGULATION (MIFID II / MIFIR)
  • IOSCO CONSULTS ON OUTSOURCING PRINCIPLES TO ENSURE OPERATIONAL RESILIENCE

All issues from category REGWATCH

Decryptage

N°114 - Juin 2019

L’actualité juridique et réglementaire

ACTUALITÉS LÉGISLATIVES ET RÉGLEMENTAIRES


COMMUNICATION AMF


AUTRES COMMUNICATIONS FRANÇAISES


ACTUALITÉS EUROPÉENNES

All issues from category DECRYPTAGE