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Efficient, cost effective & flexible Middle- and Back-Office solutions

CACEIS provides a set of proven middle- and back-office solutions to corporate & investment banks and brokers that will enable your organisation to increase efficiency and to reduce costs. CACEIS will take care of post-trade activities whilst you focus on your core business.

Our solutions are flexible and can be customised to meet your requirements independent of your size, trading volume and business profile.

Outsourcing your middle- and back-office activities will increase flexibility and reduce exposure to transaction volume volatility

«Stay focused on your trading activities, we take care of the post trade processes»

Sven Beroll - Group Product Manager

Product details:

  • Cash equity clearing - Enrichment of settlement instructions

    Management of Standard Settlement Instructions (SSI) and STP enrichment with your settlement instructions and those of your counterparts.

  • Trade confirmation

    CACEIS will:

    - Collate your settlement information and trade confirmations based on your execution and trade details.

    - Send trade confirmation to your counterparty via email, fax, post, or provided to OMGEO.

  • Confirmation matching

    Settlement Pre-Matching of trades executed between you and your broker.

    CACEIS matches your trade instructions and broker confirmations each day to validate your positions and ensure efficient settlement.

  • Trading reconciliation

    CACEIS reconciles your trading and back-office positions.

    We clarify any differences internally or with you if needed.

  • Cash equity clearing - Buy-in management

    CACEIS provides you:

    - Buy-in forecast reporting for your CCP trades that are endangered by Buy-in.

    - Active monitoring and management of trades with risk of Buy-in. Proper measures are proposed and agreed with you in advance (e.g. covering by lending, covering by additional trading, availability of shares etc.).

  • Cash equity clearing - Management of open settlements

    CACEIS will:

    - Handle communication with your counterparties to ensure settlement efficiency and timely settlement.

    - Monitor and clarify un-matched settlements.

    - Agree on Partials and Nettings to increase settlement efficiency.

  • Cash equity clearing - Automatic market realignment of securities holdings

    CACEIS ensures settlement of ISINs in different markets:

    - We will calculate your holding requirements for each market (CSD or sub-custodian) based on current positions and open settlements.

    - Transfer holdings automatically to the CSD/Sub-Custodian to cover upcoming settlements.

  • Maintenance of SSI

    CACEIS provides:

    - Quality assurance and maintenance of standard settlement instructions (SSI) and your related clients counterparty data.

    - Delivers the data via your preferred interfaces to your systems.

    - Maintenance of counterparts SSI in OMGEO.

  • Settlement of securities lending, repositary and collateral management

    CACEIS has dedicated settlement teams to treat:

    - Bilateral settlement for Repo and Securities Lending or via tri-party agents according to specific market and country rules

    - Collateral management service.

  • Certificate issuer services

    CACEIS will support your Capital Market Services:

    - Issue & delivery of Global share Certificates to CSDs in your name.

    - Your Paying Agent role is supported by us receiving payments from the Issuer and distributing cash to the holders of securities via relevant CSDs.

  • Regulatory reporting services ("AWV" mainly cash transfer between Germany and other

    CACEIS will:

    - Meet your regulatory reporting obligations for each market.

    - Provide the relevant data directly to the regulators on your behalf

    - Provide the data to you for onward submission.