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UNLEASH YOUR POTENTIAL
CACEIS looks after you every step of the way

Cross-boarder Fund distribution

petite punchline des familles ici, c'est plus joli

CACEIS has created worldwide a large network of highly efficient branches ready to assist professional customers in their quest of opportunities. Providing expert advices, economical information, and smart solutions to invest in trustful products with serenity.

The dynamic red frog brand is to be your best ally in UCITS funds by knowing rules of the market, and helping to make the best fund performance and Marketing for your customers.

Invest safely with CACEIS in the whole world; we do take care of your good relationship with regulation actors. Crucial time consuming tasks are our specialty. CACEIS is the European leader in asset servicing thanks to its great communication with customers, its innovating computing system, and its highly skilled professionals.

We are very proud of working with you for a better way to invest

« Our range of services is designed for Asset Managers and covers the complete fund life cycle from creation to distribution. »
ARNAUD MISSET - Group Product Director CACEIS
  • Germany

    «The German fund market is characterized by its size (the third in Europe in terms of AuM) and its accurate and comprehensive regulatory framework. There are two main asset classes in Germany: Publikumsfonds (mutual funds) and Spezialfonds for institutional investors. The Spezialfonds represent 53% of all assets distributed in Germany in June 2016, rose by 117% over 10 year to exceed 1 339 billion in 2015.»

    HOLGER SEPP
    Head of Regional Coverage

    Market profile

    2 872 bn€Total assets for the German sales market in total of providers and fund domiciles
    BVI, March 2017
    + 9%Evolution of total assets in total of providers and fund domiciles between March 2016 and March 2017
    BVI, March 2017

    Local funds asset repartition

    In million euros:
    956,487€
    1,516,148€
    Open-ended
    1,590€
    2,506€
    Close-ended
    Retail Funds
    Spezialfonds
    BVI, December 2016

    Foreign Funds Domicile

    Number of registrations in Germany:
    Luxembourg
     
    4843
    Ireland
     
    1919
    UK
     
    570
    France
     
    550
    Other
     
    338
    PwC , December 2015

    Main distribution channels

    Most popular : Banks, Brokers pools, Independent financial advisors, (IFAs), Retail Investment Advisers (RIAs), Insurance companies

    Platforms : Ebase (retail IFAs), Attrax (Institutional), Fondsdepotbank (Institutional & Retail), Dwpbank (Institutional)

    Local Settings

    UCITS
    REGIMEUCITS passport: cross-boarder marketing of units of French/ EU/ EEA UCITS
    LOCAL AGENT□ German information agent to be appointed

    □ German paying agent (mandatory only for units of CIS issued as individual certificates)
    DISCLOSURE & TRANSLATIONSProspectus, fund rules/ constitutive document, annual/ semi-annual audited report, KIID(s), NAVs, legal announcements, website

    Languages: German or English (except KIIDS)
    REGISTRATIONUCITS simplified notifications must be filed with the AMF

    Start Marketing: At the least 10 days after filing completed with AMF
    LOCAL FEES*Registration fee:
    €115 per sub-fund

    Annual fee:
    €494 per sub-fund
    AIFs For all investors
    REGIMENational regime: cross-boarder marketing of units of AIFs managed by French / EU/ EEA AIFM
    LOCAL AGENT□ German representative agent

    □ German paying agent
    DISCLOSURE & TRANSLATIONSProspectus, fund rules/ constitutive document, annual/ semi-annual audited report, KIID(s), NAVs, legal announcements, website

    Languages: German or English (except KIIDS)
    REGISTRATIONDomestic registration procedure with the BaFin

    Start Marketing: On authorisation for distribution in Germany from the BaFin
    BAFIN FEESRegistration fee:
    €772 per sub-fund + €2,250 per AIF

    Annual fee:
    €204 for annual filing per sub-fund

    Notification of change fee:
    €216 per sub-fund
    AIFs For professionals
    REGIMEAIFMD passports: cross-border marketing of French/ EU/ EEA AIFMs
    LOCAL AGENT
    DISCLOSURE & TRANSLATIONSInitial disclosure to investors (prospectus is not required but information to be delivered in compliance with Art. 23 of the AIFMD), annual report, periodic and regular communication to investors
    REGISTRATIONAIFMD passport notifications must be filed with the AMF

    Start Marketing: At the latest 20 days after filing completed with AMF
    BAFIN FEESRegistration fee:
    €772 per sub-fund

    Annual fee:
    €216 per sub-fund
    *We would be delighted to provide you our detailed service fees at the following contact
    Lilienthalalle 36
    D-80939 München
    +49 89 54 00 00
    Taunusanlage 14
    D-60325 Frankfurt
    +49 89 54 00 00
  • Data Analytics Services

    Identify international business development opportunities

    Using data from our Fund Distribution division, CACEIS can give you insight into investor behaviour patterns. Our dashboard offers you a comprehensive and up-to-date vision of the subscription/redemptions of your investors. By cross-referencing investor data with fund characteristics, we can generate a clear picture of the impact of marketing initiatives.

    The service gives you insight into the following:

    Investors’ capital inflows using various analysis techniques
    Change in subscription/redemption rates in terms of size and quantity
    Investor type and profile
    Interrelationships between your investors’ location and your funds’ domicile
    The most significant investors in terms of subscriptions and redemptions

    Zoom in on a specific time period, country, currency, investor or any other data point.With a clearer understanding of your business, you can better identify international business development opportunities. Our fund structuring and fund distribution divisions offer you a range of services to help you take advantage of these opportunities.

    «Dive into the heart of your data, switch from a macro point of view to a micro point of view, in the blink of an eye.»

    DELPHINE MOULIN
    Group Product Manager